Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NEWBRIDGE SECURITIES
104065
THOMAS J. CASOLARO
1812805
NONE
NONE
THOMAS CASOLARO
1812805
NEWBRIDGE SECURITIES CORPORATION
104065
THOMAS JOSEPH CASOLARO
1812805
NEWBRIDGE SECURITIES CORPORATION
104065
THOMAS JOSEPH CASOLARO
1812805
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-10-09
D/A
$2,677,500.00
Yes
$0.00
No
2020-04-28
D/A
$2,138,923.00
Yes
$0.00
No
2019-06-25
D/A
$2,685,687.00
No
$0.00
No
2019-05-03
D/A
$2,685,325.00
No
$0.00
No
2017-12-22
D/A
$81,000.00
No
$0.00
No
A ONE TIME MANAGEMENT FEE IS PAID TO THE MANAGER OF THE ISSUER EQUAL TO TWO PERCENT (2%) OF THE TOTAL CAPITAL CONTRIBUTIONS.
2017-12-06
D
$67,500.00
No
$0.00
No
A ONE TIME MANAGEMENT FEE IS PAID TO THE MANAGER OF THE ISSUER EQUAL TO TWO PERCENT (2%) OF THE TOTAL CAPITAL CONTRIBUTIONS.
2010-07-13
D/A
$261,969.00
No
$0.00
No
2010-07-02
D/A
$257,469.00
No
$0.00
No
2010-06-11
D/A
$255,219.00
No
$0.00
No
2010-06-04
D
$237,219.00
No
$0.00
No
2010-06-02
D/A
$228,219.00
No
$0.00
No
2010-06-01
D/A
$223,719.00
No
$0.00
No
2010-05-24
D/A
$221,469.00
No
$0.00
No
2010-05-18
D/A
$216,339.00
No
$0.00
No
2010-04-07
D/A
$214,089.00
No
$0.00
No
2010-03-10
D/A
$209,139.00
No
$0.00
No
2010-03-09
D/A
$157,839.00
No
$0.00
No
2010-02-19
D/A
$150,909.00
No
$0.00
No
2010-01-28
D/A
$141,909.00
No
$0.00
No
2010-01-27
D/A
$137,409.00
No
$0.00
No
2010-01-04
D/A
$132,909.00
No
$0.00
No
2009-12-14
D/A
$128,409.00
No
$0.00
No
2009-12-04
D/A
$126,159.00
No
$0.00
No
2009-11-27
D/A
$107,709.00
No
$0.00
No
2009-11-27
D/A
$109,959.00
No
$0.00
No