Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CIM SECURITIES, LLC (BROOKLINE CAPITAL MARKETS)
120852
HARRIS R.L. LYDON JR.
1796845
Companies
Company Name
GENEOS THERAPEUTICS, INC.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-02-27
D
$50,000.00
No
$0.00
No
IN ADDITION TO $50,000, BROOKLINE CAPITAL MARKETS OR ITS DESIGNEES WILL BE GIVEN WARRANTS TO PURCHASE COMMON STOCK.