Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

M HOLDINGS SECURITIES, INC.
43285
JOHN SANFORD
1793105
M HOLDINGS SECURITIES, INC.
43285
JOHN SANDFORD
1793105
M HOLDINGS SECURITIES
43285
JOHN SANFORD
1793105
M HOLDINGS SECURITIES, INC.
43285
JOHN SANFORD
1793105
M. HOLDINGS SECURITITES, INC.
43285
JOHN SANDORD
1793105
M HOLDINGS SECURITIES
43285
JOHN SANFORD
1793105
M HOLDINGS SECURITIES, INC.
43285
JOHN L. SANFORD III
1793105
M HOLDINGS SECURITIES, INC.
43285
JOHN L. SANFORD III
1793105
M HOLDINGS SECURITIES
43285
JOHN SANFORD
1793105
M HOLDINGS SECURITIES, INC.
43285
JOHN SANFORD
1793105
M HOLDINGS SECURITIES
43285
JOHN SANFORD
1793105
M HOLDINGS SECURITIES
43285
JOHN SANFORD
1793105
M. HOLDINGS SECURITITES, INC.
43285
JOHN SANFORD
1793105
M HOLDINGS SECURITIES, INC.
43285
JOHN SANFORD
1793105
M HOLDINGS SECURITIES
43285
JOHN SANFORD
1793105
M HOLDINGS SECURITIES, INC.
43285
JOHN SANFORD
1793105
M HOLDINGS SECURITIES
43285
JOHN SANFORD III
1793105
M HOLDINGS SECURITIES
43285
JOHN SANFORD
1793105
M HOLDINGS SECURITIES, INC.
43285
JOHN L. SANFORD III
1793105
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-09-26
D/A
$5,546,657.00
No
$0.00
No
2024-09-27
D/A
$5,314,432.00
No
$0.00
No
2023-09-27
D/A
$5,127,235.00
No
$0.00
No
2017-09-19
D/A
$5,487.00
No
$0.00
No
2017-09-19
D/A
$383,264.00
No
$0.00
No
2017-08-30
D/A
$4,531.00
No
$0.00
No
2017-07-13
D/A
$218,591.00
No
$0.00
No
2017-07-06
D/A
$6,120.00
No
$0.00
No
2017-07-06
D/A
$1,546,710.00
No
$0.00
No
2017-06-14
D/A
$3,492.00
No
$0.00
No
2017-05-22
D/A
$2,354.00
No
$0.00
No
2017-05-22
D/A
$4,859.00
No
$0.00
No
2017-04-07
D/A
$309,114.00
No
$0.00
No
2017-04-06
D/A
$809,857.00
No
$0.00
No
2017-02-06
D/A
$1,749,093.00
No
$0.00
No
2017-02-02
D/A
$3,415,030.00
No
$0.00
No
2017-01-19
D/A
$143,754.00
No
$0.00
No
2017-01-06
D/A
$3,236.00
No
$0.00
No
2016-10-04
D/A
$352,070.00
No
$0.00
No
2016-09-26
D/A
$5,451.00
No
$0.00
No
2016-08-08
D/A
$4,493.00
No
$0.00
No
2016-08-03
D/A
$115,500.00
No
$0.00
No
2016-06-21
D/A
$6,063.00
No
$0.00
No
2016-06-14
D/A
$1,495,894.00
No
$0.00
No
2016-05-19
D/A
$3,449.00
No
$0.00
No
2016-04-15
D/A
$4,811.00
No
$0.00
No
2016-04-15
D/A
$2,333.00
No
$0.00
No
2016-03-17
D/A
$789,683.00
No
$0.00
No
2016-03-17
D/A
$204,253.00
No
$0.00
No
2016-02-12
D/A
$1,611,201.00
No
$0.00
No
2016-01-22
D/A
$3,343,968.00
No
$0.00
No
2016-01-21
D/A
$142,582.00
No
$0.00
No
2016-01-11
D/A
$3,207.00
No
$0.00
No
2016-01-07
D/A
$32,950.00
No
$0.00
No
2015-09-16
D/A
$5,417.00
No
$0.00
No
2015-09-16
D/A
$323,811.00
No
$0.00
No
2015-08-19
D/A
$4,457.00
No
$0.00
No
2015-08-06
D
$115,500.00
No
$0.00
No
2015-06-24
D/A
$6,008.00
No
$0.00
No
2015-06-12
D/A
$1,447,973.00
No
$0.00
No
2015-06-11
D/A
$1,447,973.00
No
$0.00
No
2015-05-21
D/A
$3,407.00
No
$0.00
No
2015-04-14
D/A
$2,314.00
No
$0.00
No
2015-04-14
D/A
$188,886.00
No
$0.00
No
2015-04-13
D/A
$4,765.00
No
$0.00
No
2015-03-30
D
$99,000.00
No
$0.00
No
2015-03-25
D/A
$770,029.00
No
$0.00
No
2015-03-02
D/A
$1,500,476.00
No
$0.00
No
2015-02-13
D/A
$3,251,360.00
No
$0.00
No
2015-02-12
D/A
$141,019.00
No
$0.00
No
2015-01-08
D/A
$32,683.00
No
$0.00
No
2014-12-15
D/A
$3,178.00
No
$0.00
No
2014-10-07
D/A
$294,993.00
No
$0.00
No
2014-09-26
D/A
$5,382.00
No
$0.00
No
2014-09-12
D/A
$4,420.00
No
$0.00
No
2014-07-07
D/A
$5,926.00
No
$0.00
No
2014-07-07
D/A
$1,268,898.00
No
$0.00
No
2014-06-06
D/A
$3,336.00
No
$0.00
No
2014-05-05
D/A
$2,294.00
No
$0.00
No
2014-05-05
D/A
$4,718.00
No
$0.00
No
2014-05-05
D/A
$184,616.00
No
$0.00
No
2014-04-10
D/A
$750,343.00
No
$0.00
No
2014-02-24
D/A
$1,415,020.00
No
$0.00
No
2014-02-21
D/A
$2,961,081.00
No
$0.00
No
2014-02-14
D/A
$139,135.00
No
$0.00
No
2014-01-10
D/A
$3,150.00
No
$0.00
No
2014-01-10
D/A
$32,425.00
No
$0.00
No
2013-12-27
D/A
$2,284.00
No
$0.00
No
2013-12-27
D/A
$4,393.00
No
$0.00
No
2013-12-27
D/A
$5,357.00
No
$0.00
No
2013-12-27
D/A
$3,150.00
No
$0.00
No
2013-12-23
D/A
$5,926.00
No
$0.00
No
2013-12-23
D/A
$4,696.00
No
$0.00
No
2013-12-23
D/A
$32,425.00
No
$0.00
No
2013-12-23
D/A
$3,346.00
No
$0.00
No
2013-12-23
D/A
$139,135.00
No
$0.00
No
2013-10-23
D/A
$273,816.00
No
$0.00
No
2013-10-23
D/A
$5,357.00
No
$0.00
No
2013-08-26
D/A
$1,060,385.00
No
$0.00
No
2013-07-02
D
$175,279.00
No
$0.00
No
2013-03-04
D/A
$1,236,829.00
No
$0.00
No
2013-02-21
D/A
$2,663,396.00
No
$0.00
No
2013-02-21
D/A
$176,409.00
No
$0.00
No
2013-01-08
D
$1,708,787.00
No
$0.00
No
2012-10-18
D/A
$443,303.00
No
$0.00
No
2012-08-24
D/A
$858,476.00
No
$0.00
No
2012-04-02
D/A
$2,563,396.00
No
$0.00
No
2012-04-02
D/A
$175,197.00
No
$0.00
No
2012-04-02
D/A
$1,044,556.00
No
$0.00
No
2012-01-06
D/A
$1,296,098.00
No
$0.00
No
2011-11-15
D/A
$373,683.00
No
$0.00
No
2011-11-15
D/A
$373,683.00
No
$0.00
No
2011-08-29
D/A
$858,476.00
No
$0.00
No
2011-02-25
D/A
$2,403,396.00
No
$0.00
No
2011-02-25
D/A
$175,197.00
No
$0.00
No
2011-02-25
D/A
$791,389.00
No
$0.00
No
2011-01-06
D/A
$891,230.00
No
$0.00
No
2010-10-18
D/A
$111,684.00
No
$0.00
No
2010-07-22
D/A
$710,953.00
No
$0.00
No
2010-03-08
D/A
$51,917.00
No
$0.00
No
2010-02-19
D
$546,434.00
No
$0.00
No
2010-01-11
D
$824,225.00
No
$0.00
No
2009-12-18
D
$610,080.00
No
$0.00
No
2009-12-16
D
$2,154,956.00
No
$0.00
No
2009-12-16
D
$175,197.00
No
$0.00
No
2009-10-21
D
$47,999.00
No
$0.00
No