Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

REGENT CAPITAL GROUP, INC.
126881
THOMAS ZIMMERMAN
1785424
NONE
NONE
THOMAS ZIMMERMAN
1785424
Companies
Company Name
ABIQUIU LONG/SHORT A LP
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-12-02
D/A
$0.00
Yes
$0.00
No
2014-12-12
D/A
$0.00
Yes
$0.00
No
2013-12-18
D/A
$0.00
Yes
$0.00
No
2012-01-04
D/A
$17,135.00
Yes
$0.00
No
2011-01-07
D/A
$9,236.00
Yes
$0.00
No