Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CABOT LODGE SECURITIES LLC
159712
HOWARD DAVIS
1782118
D-MERC SERVICES
292310
HOWARD DAVIS
1782118
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-01-22
D/A
$1,734,557.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-01-15
D/A
$1,734,557.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2020-12-30
D/A
$1,734,557.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2020-12-08
D/A
$1,734,557.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2020-12-01
D/A
$1,734,557.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2020-11-19
D/A
$1,734,557.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2020-04-09
D
$1,000,179.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED.