Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
DONALD PETERSON
1772237
FIRST ALLIED SECURITIES
32444
DONALD PETERSON
1772237
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-03-02
D/A
$37,612.00
No
$0.00
No
2009-07-08
D
$224,443.00
Yes
$0.00
No