Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KENNETH W. SMITHER
1765794
SMITHER + COMPANY CAPITAL MARKETS, LLC
139420
KENNETH W. SMITHER
1765794
SMITHER + COMPANY CAPITAL MARKETS, LLC
139420
KENNETH W. SMITHER
1765794
SMITHER + COMPANY CAPITAL MARKETS, LLC
139420
KENNETH W. SMITHER
139420
SMITHER + COMPANY CAPITAL MARKETS, LLC
1765794
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-11-27
D
$52,500.00
Yes
$0.00
No
2013-02-06
D
$127,941.00
No
$0.00
No
2012-02-01
D
$80,000.00
No
$0.00
No
2010-09-21
D
$98,063.00
No
$0.00
No