Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
CURTIS ROBINSON
1765195
ADVANCED EQUITIES INC.
35545
CURTIS ROBINSON
1765195
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-08-26
D/A
$126,210.00
No
$0.00
No
2010-06-09
D/A
$249,605.00
No
$0.00
No
2010-05-27
D/A
$169,709.00
No
$0.00
No
2010-05-26
D/A
$105,814.00
No
$0.00
No
2010-05-20
D
$129,016.00
No
$0.00
No
2010-05-06
D/A
$110,229.00
No
$0.00
No
2010-05-03
D/A
$80,229.00
No
$0.00
No
2010-04-21
D
$11,801.00
No
$0.00
No
2010-01-06
D/A
$0.00
No
$0.00
No
AS OF 1/6/2010, ADVANCED EQUITIES, INC., WILL BE PAID $269,781.40 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $324,091.47, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
2009-12-21
D/A
$341,960.00
Yes
$0.00
No
2009-11-05
D/A
$294,229.00
Yes
$0.00
No
2009-10-26
D/A
$256,093.00
Yes
$0.00
No
2009-10-16
D/A
$152,144.00
Yes
$0.00
No
2009-10-09
D/A
$112,718.00
Yes
$0.00
No