Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CLARK SECURITIES
43803
WILLIAM W. CUNNINGHAM, III
1764835
INDEPENDENCE CAPITAL CO., INC
24723
WILLIAM W. CUNNINGHAM, III
1764835
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-12-18
D
$4,666,134.00
No
$0.00
No
2016-12-08
D
$4,750,744.00
No
$0.00
No
2015-12-11
D
$6,561,469.00
No
$0.00
No
2014-12-05
D/A
$6,634,287.00
No
$0.00
No
2013-12-11
D/A
$6,445,456.00
No
$0.00
No
2013-12-11
D
$6,445,456.00
No
$0.00
No
2012-12-31
D
$6,098,520.00
No
$0.00
No
2011-10-07
D
$5,635,005.00
No
$0.00
No
2010-06-17
D/A
$4,708,034.00
No
$0.00
No