Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DEMPSEY LORD SMITH LLC
NONE
MICHAEL DOSE
1747180
DEMPSEY LORD SMITH
141238
MICHAEL DOSE
1747180
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-04-09
D/A
$619,101.00
Yes
$0.00
No
2025-04-07
D/A
$619,101.00
Yes
$0.00
No
2025-01-06
D/A
$619,101.00
Yes
$0.00
No
2024-12-13
D/A
$619,101.00
Yes
$0.00
No
2024-10-17
D/A
$619,101.00
Yes
$0.00
No
2020-05-27
D/A
$758,925.00
Yes
$0.00
No