Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NEWBRIDGE SECURITIES CORPORATION
104065
MICHAEL LEONARD WHITAKER
1739854
NEWBRIDGE SECURITIES CORPORATION
104065
MICHAEL L. WHITAKER
1739854
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-03-18
D/A
$1,336,419.00
Yes
$0.00
No
2024-03-22
D/A
$7,098,393.00
Yes
$0.00
No
2023-11-17
D/A
$9,000,000.00
Yes
$0.00
No
2023-03-28
D/A
$5,302,325.00
Yes
$0.00
No
2021-09-28
D/A
$4,437,461.00
Yes
$0.00
No
2020-07-17
D/A
$5,571,207.00
Yes
$0.00
No