Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

COMMONWEALTH FINANCIAL NETWORK
8032
D. JOHN GAGNON
1734379
M HOLDINGS SECURITIES, INC.
43285
DAVID GAGNON
1734379
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-10-11
D/A
$40,000,000.00
No
$0.00
No
2020-12-22
D/A
$40,000,000.00
No
$0.00
No
2019-12-20
D/A
$40,000,000.00
No
$0.00
No
2018-12-19
D/A
$40,000,000.00
No
$0.00
No
2017-12-20
D/A
$40,000,000.00
No
$0.00
No
2016-12-19
D/A
$40,000,000.00
No
$0.00
No
2016-12-19
D/A
$40,000,000.00
No
$0.00
No
2015-12-11
D/A
$40,000,000.00
No
$0.00
No
2014-12-15
D/A
$40,000,000.00
Yes
$0.00
No
2014-08-13
D/A
$40,000,000.00
Yes
$0.00
No
2013-12-13
D/A
$40,000,000.00
Yes
$0.00
No
2013-05-16
D/A
$40,000,000.00
Yes
$0.00
No
2012-12-20
D/A
$40,000,000.00
Yes
$0.00
No
2012-11-15
D/A
$40,000,000.00
Yes
$0.00
No
2012-07-09
D/A
$30,000,000.00
Yes
$0.00
No
2012-03-21
D/A
$25,000,000.00
Yes
$0.00
No
2011-06-08
D/A
$0.00
No
$0.00
No
2010-08-09
D/A
$0.00
No
$0.00
No