Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

RIVERSTONE CAPITAL SERVICES LLC
172056
RIVERSTONE CAPITAL SERVICES LLC
172056
NONE
NONE
BEARTOOTH ADVISORS, A DIVISION OF RIVERSTONE CAPITAL SERVICES LLC
172056
NONE
NONE
RIVERSTONE CAPITAL SERVICES LLC
172056
RIVERSTONE CAPITAL SERVICES LLC
172056
RIVERSTONE CAPITAL SERVICES LLC
172056
NONE
NONE
BEARTOOTH ADVISORS, A DIVISION OF RIVERSTONE CAPITAL SERVICES LLC
172056
RIVERSTONE CAPITAL SERVICES LLC D/B/A BEARTOOTH ADVISORS
172056
NOT APPLICABLE
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-05-10
D/A
$13,000,000.00
Yes
$0.00
No
COMMISSION AMOUNT IS AN ESTIMATE OF THE AGGREGATE AMOUNT TO BE PAID BY THE ISSUER AND ITS AFFILIATES IN THE OFFERING.
2019-05-10
D/A
$13,000,000.00
Yes
$0.00
No
COMMISSION AMOUNT IS AN ESTIMATE OF THE AGGREGATE AMOUNT TO BE PAID BY THE ISSUER AND ITS AFFILIATES IN THE OFFERING.
2019-03-05
D/A
$3,500,000.00
Yes
$0.00
Yes
2018-05-10
D/A
$13,000,000.00
Yes
$0.00
No
COMMISSION AMOUNT IS AN ESTIMATE OF THE AGGREGATE AMOUNT TO BE PAID BY THE ISSUER AND ITS AFFILIATES IN THE OFFERING.
2018-05-10
D/A
$13,000,000.00
Yes
$0.00
No
COMMISSION AMOUNT IS AN ESTIMATE OF THE AGGREGATE AMOUNT TO BE PAID BY THE ISSUER AND ITS AFFILIATES IN THE OFFERING.
2018-01-03
D/A
$0.00
No
$0.00
No
2017-02-21
D/A
$0.00
No
$454,500.00
No
2017-01-30
D/A
$0.00
No
$1,534,670.00
Yes
THE ULTIMATE FEE ARRANGEMENT MIGHT DIFFER SUBSTANTIALLY FROM THESE TERMS.
2017-01-05
D
$875,000.00
Yes
$0.00
No
2016-11-14
D/A
$0.00
No
$454,500.00
No
2016-07-07
D/A
$0.00
Yes
$0.00
No
SUBJECT TO FUTURE CONTINGENCIES; NOT BORNE BY ISSUER. ALSO, AN AFFILIATE OF TOP GP AND CERTAIN OF ITS EMPLOYEES MAY BE COMPENSATED BASED IN PART ON OVERALL AMOUNTS SOLD; NOT BORNE BY ISSUER.
2016-06-20
D/A
$0.00
No
$0.00
No
2015-12-23
D/A
$142,350.00
No
$0.00
No
2015-12-23
D/A
$569,400.00
No
$0.00
No
2015-09-15
D/A
$21,000.00
No
$0.00
No
2015-09-15
D/A
$84,000.00
No
$0.00
No
2015-09-10
D/A
$42,750,000.00
Yes
$0.00
No
SUBJECT TO FUTURE CONTINGENCIES; NOT BORNE BY THE ISSUERS. ALSO, AN AFFILIATE OF TOP GP AND CERTAIN OF ITS EMPLOYEES MAY BE COMPENSATED BASED IN PART ON OVERALL AMOUNTS SOLD; NOT BORNE BY THE ISSUERS.
2015-09-10
D/A
$42,750,000.00
Yes
$0.00
No
SUBJECT TO FUTURE CONTINGENCIES; NOT BORNE BY THE ISSUERS. ALSO, AN AFFILIATE OF TOP GP AND CERTAIN OF ITS EMPLOYEES MAY BE COMPENSATED BASED IN PART ON OVERALL AMOUNTS SOLD; NOT BORNE BY THE ISSUERS.
2015-09-10
D/A
$42,750,000.00
Yes
$0.00
No
SUBJECT TO FUTURE CONTINGENCIES; NOT BORNE BY THE ISSUERS. ALSO, AN AFFILIATE OF TOP GP AND CERTAIN OF ITS EMPLOYEES MAY BE COMPENSATED BASED IN PART ON OVERALL AMOUNTS SOLD; NOT BORNE BY THE ISSUERS.
2015-09-09
D/A
$0.00
No
$0.00
No
AN AFFILIATE OF THE GP OF THE GP AND CERTAIN OF ITS EMPLOYEES MAY BE COMPENSATED BASED IN PART ON OVERALL AMOUNTS SOLD; NOT BORNE BY THE ISSUER.
2015-09-09
D/A
$0.00
No
$0.00
No
AN AFFILIATE OF THE GP OF THE GP AND CERTAIN OF ITS EMPLOYEES MAY BE COMPENSATED BASED IN PART ON OVERALL AMOUNTS SOLD; NOT BORNE BY THE ISSUER.