Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
APT HEALTHCARE CAPITAL
171776
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-12-16
D/A
$11,160,000.00
Yes
$0.00
No
COMMISSIONS OF UP TO 12% WILL BE PAID TO SELECTED BROKER-DEALERS THAT ARE MEMBERS OF FINRA. IN ADDITION, CLASS C UNITS MAY BE ISSUED TO BROKER-DEALERS THAT ENTER INTO ONE OR MORE SELLING AGENT AGREMENTS.
2015-12-16
D/A
$8,710,000.00
Yes
$0.00
No
COMMISSIONS OF UP TO 12% WILL BE PAID TO SELECTED BROKER-DEALERS THAT ARE MEMBERS OF FINRA. IN ADDITION, CLASS C UNITS MAY BE ISSUED TO BROKER-DEALERS THAT ENTER INTO ONE OR MORE SELLING AGENT AGREEMENTS.
2015-03-10
D/A
$8,710,000.00
Yes
$0.00
No
COMMISSIONS OF UP TO 12% WILL BE PAID TO SELECTED BROKER-DEALERS THAT ARE MEMBERS OF FINRA. IN ADDITION, CLASS C UNITS MAY BE ISSUED TO BROKER-DEALERS THAT ENTER INTO ONE OR MORE SELLING AGENT AGREEMENTS.
2015-03-10
D/A
$11,160,000.00
Yes
$0.00
No
COMMISSIONS OF UP TO 12% WILL BE PAID TO SELECTED BROKER-DEALERS THAT ARE MEMBERS OF FINRA. IN ADDITION, CLASS C UNITS MAY BE ISSUED TO BROKER-DEALERS THAT ENTER INTO ONE OR MORE SELLING AGENT AGREMENTS.