Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
OAKPOINT SOLUTIONS, LLC
171775
NONE
NONE
OAKPOINT SOLUTIONS, LLC
171775
OAKPOINT SOLUTIONS LLC
171775
OAKPOINT ADVISORS, LLC
NONE
OAKPOINT SOLUTIONS, LLC
171775
NONE
NONE
N/A
NONE
OAKPOINT SOLUTIONS LLC
171775
NONE
NONE
OAKPOINT SOLUTIONS, LLC
171775
NONE
NONE
OAKPOINT SOLUTIONS, LLC
171775
OAKPOINT SOLUTIONS LLC
171775
OAKPOINT ADVISORS, LLC
NONE
OAKPOINT SOLUTIONS, LLC
171775
JAMES DAVID YEARWOOD
2003613
NONE
NONE
OAKPOINT SOLUTUIONS, LLC
171775
OAKPOINT SOLUTIONS, LLC
171775
GERARD J. COUGHLIN
4464924
NONE
NONE
OAKPOINT ADVISORS
171775
NONE
NONE
OAKPOINT SOLUTIONS, LLC
171775
OAKPOINT SOLUTIONS, LLC
171775
NONE
NONE
NONE
NONE
OAKPOINT SOLUTIONS, LLC
171775
NONE
NONE
OAKPOINT SOLUTIONS, LLC
171775
NONE
NONE
OAKPOINT SOLUTIONS, LLC
171775
NONE
NONE
OAKPOINT SOLUTIONS
171775
OAKPOINT SOLUTIONS, LLC
171775
PILOTSHIP PARTNERS LLC
NONE
NONE
NONE
OAKPOINT SOLUTIONS LLC
171775
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
No
$0.00
No
THE ENTITIES LISTED IN ITEM 12 ARE ENTITLED TO BE PAID DIRECTLY OR INDIRECTLY COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT, OR A MONTHLY RETAINER FEE.
D/A
$100,083.00
Yes
$0.00
No
ALL FEES PAID TO THE PLACEMENT AGENT ARE PAID BY THE INVESTMENT MANAGER. THE ISSUER DOES NOT PAY ANY PLACEMENT AGENT FEES.
D/A
$100,083.00
Yes
$0.00
No
ALL FEES PAID TO THE PLACEMENT AGENT ARE PAID BY THE INVESTMENT MANAGER. THE ISSUER DOES NOT PAY ANY PLACEMENT AGENT FEES.
D
$0.00
No
$0.00
No
THE ENTITIES LISTED IN ITEM 12 ARE ENTITLED TO BE PAID DIRECTLY OR INDIRECTLY COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT, OR A MONTHLY RETAINER FEE.
D
$0.00
No
$0.00
No
THE ENTITIES LISTED IN ITEM 12 ARE ENTITLED TO BE PAID DIRECTLY OR INDIRECTLY COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT, OR A MONTHLY RETAINER FEE.
D
$0.00
No
$0.00
No
THE ENTITIES LISTED IN ITEM 12 ARE ENTITLED TO BE PAID DIRECTLY OR INDIRECTLY COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT, OR A MONTHLY RETAINER FEE.
D/A
$0.00
No
$0.00
No
THE ENTITIES LISTED IN ITEM 12 ARE ENTITLED TO BE PAID DIRECTLY OR INDIRECTLY COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT, OR A MONTHLY RETAINER FEE.
D
$7,000.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 ARE PAID A MONTHLY RETAINER FEE FOR ITS SERVICES.
D/A
$1,187,735.00
Yes
$0.00
No
SILVER LEAF PARTNERS, LLC CEASED ACTING AS A PLACEMENT AGENT FOR THE ISSUER IN 2020.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$23,750.00
Yes
$0.00
No
ALL FEES PAID TO THE PLACEMENT AGENT ARE PAID BY THE INVESTMENT MANAGER. THE ISSUER DOES NOT PAY ANY PLACEMENT AGENT FEES.
D/A
$23,750.00
Yes
$0.00
No
ALL FEES PAID TO THE PLACEMENT AGENT ARE PAID BY THE INVESTMENT MANAGER. THE ISSUER DOES NOT PAY ANY PLACEMENT AGENT FEES.
D/A
$880,335.00
No
$0.00
No
SILVER LEAF PARTNERS, LLC CEASED ACTING AS A PLACEMENT AGENT FOR THE ISSUER IN 2020.
D/A
$880,335.00
No
$0.00
No
SILVER LEAF PARTNERS, LLC CEASED ACTING AS A PLACEMENT AGENT FOR THE ISSUER IN 2020.
D/A
$2,117,500.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$2,117,500.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$806,813.00
No
$0.00
No
SALES COMMISSIONS REPRESENT CUMULATIVE PAYMENTS TO ALL PLACEMENT AGENTS LISTED IN THIS FORM D.
D/A
$162,500.00
No
$0.00
No
AMOUNT PAID WILL BE GENERALLY BASED ON A PERCENTAGE OF SUBSCRIPTIONS FROM REFERRED LIMITED PARTNERS.
D/A
$57,000.00
No
$0.00
No
AMOUNT PAID WILL BE GENERALLY BASED ON A PERCENTAGE OF SUBSCRIPTIONS FROM REFERRED LIMITED PARTNERS.
D/A
$1,010,000.00
No
$0.00
No
THE ESTIMATE OF FEES INCLUDES FEES PAID AS OF THE DATE HEREOF PLUS PROJECTED FEES PAYABLE OVER THE NEXT 12 MONTHS.
D/A
$24,786.00
Yes
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER HAS ENTERED INTO A PLACEMENT AGENT AGREEMENT WITH THE PERSONS DISCLOSED IN ITEM 12. ALL FEES WILL BE PAID FOR BY THE INVESTMENT MANAGER OF THE ISSUER.
D
$417.00
Yes
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER HAS ENTERED INTO A PLACEMENT AGENT AGREEMENT WITH THE PERSONS DISCLOSED IN ITEM 12. ALL FEES WILL BE PAID FOR BY THE INVESTMENT MANAGER OF THE ISSUER.
