Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST TENNESSEE BROKERAGE, INC.
17117
MORE THAN 5
NONE
NONE
NONE
FIRST TENNESSEE BROKERAGE INC.
17117
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-05-26
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM SALES COMMISSIONS AND FEES ARE PAID.
2014-10-30
D/A
$33,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM OFFERING PROCEEDS ARE RECEIVED.
2014-08-07
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM SALES COMMISSIONS AND FEES ARE PAID.
2014-05-27
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM SALES COMMISSIONS AND FEES ARE PAID.
2014-03-07
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM SALES COMMISSIONS AND FEES ARE PAID.
2013-12-10
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM SALES COMMISSIONS AND FEES ARE PAID.
2013-10-31
D/A
$30,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM SALES COMMISSIONS AND FEES ARE PAID.
2013-10-29
D/A
$2,231,779.00
Yes
$0.00
No
2013-10-28
D/A
$2,133,788.00
No
$0.00
No
2013-06-13
D/A
$22,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM SALES COMMISSIONS AND FEES ARE PAID.
2013-05-08
D/A
$2,109,471.00
No
$0.00
No