Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
PJT PARTNERS LP
171058
PARK HILL GROUP LLC
135898
NONE
NONE
PJT PARTNERS
171058
PJT PARTNERS LP
171058
NOT APPLICABLE
NONE
NONE
NONE
PJT PARTNERS LP
171058
PJT PARTNERS LP
171058
PJT PARTNERS LP
171058
PJT PARTNERS LP
171058
PJT PARTNERS LP
171058
NONE
NONE
PJT PARTNERS LP
171058
NONE
NONE
PJT PARTNERS LP
171058
PJT PARTNERS LP
171058
NONE
NONE
NONE
NONE
PJT PARK HILL
171058
NONE
NONE
PJT PARTNERS, LP
171058
PJT PARTNERS LP
171058
NONE
NONE
PJT PARTNERS LP
171058
NONE
NONE
PJT PARTNERS LP
171058
PJT PARTNERS LP
171058
PJT PARTNERS LP
171058
PARK HILL GROUP LLC
135898
SEAN JONATHAN KEENE
4156490
PJT PARTNERS LP
171058
NONE
NONE
PJT PARTNERS
171058
PJT PARTNERS LP
171058
PARK HILL
171058
NONE
NONE
PJT PARTNERS LP
171058
PJT PARTNERS LP
171058
PJT PARTNERS LP
171058
NONE
NONE
PJT PARTNERS LP
171058
PJT PARTNERS LP
171058
MATTHEW ANDERSON CASPER
4419356
PJT PARTNERS LP
171058
MATTHEW ANDERSON CASPER
4419356
NONE
NONE
PJT PARK HILL
171058
NONE
NONE
PJT PARTNERS
171058
NONE
NONE
PJT PARTNERS, LP
171058
NONE
NONE
PJT PARTNERS LP
171058
PJT PARTNERS LP
17158
PJT PARTNERS LP
171058
NONE
NONE
PJT PARTNERS LP
171058
PJT PARTNERS LP
171058
N/A
NONE
NONE
NONE
PJT PARTNERS LP
171058
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
Yes
A PLACEMENT AGENT HAS BEEN RETAINED AND WILL BE PAID A PERCENTAGE OF COMMITMENTS RAISED. SUCH COMPENSATION MAY BE PAID BY THE FUND BUT WILL BE OFFSET AGAINST THE GENERAL PARTNER-S SHARE IN ACCORDANCE WITH THE ISSUER-S CONFIDENTIAL OFFERING DOCUMENTS.
D/A
$0.00
No
$0.00
No
THE ENTITIES IN ITEM 12 WILL EACH RECEIVE A FEE FOR CERTAIN INVESTORS INVESTING IN THE ISSUER AND/OR AN AFFILIATED FUND OF THE ISSUER IN AN AMOUNT EQUAL TO A PERCENTAGE OF SUCH INVESTORS- COMMITMENTS TO THE ISSUER AND/OR AN AFFILIATED FUND OF THE ISSUER.
D/A
$0.00
No
$0.00
No
THE ENTITIES IN ITEM 12 WILL EACH RECEIVE A FEE FOR CERTAIN INVESTORS INVESTING IN THE ISSUER AND/OR AN AFFILIATED FUND OF THE ISSUER IN AN AMOUNT EQUAL TO A PERCENTAGE OF SUCH INVESTORS- COMMITMENTS TO THE ISSUER AND/OR AN AFFILIATED FUND OF THE ISSUER.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENT FEES ARE TO BE PAID WITH RESPECT TO SPECIFIED INVESTORS BASED ON AN ESTABLISHED FEE SCHEDULE.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENT FEES ARE TO BE PAID WITH RESPECT TO SPECIFIED INVESTORS BASED ON AN ESTABLISHED FEE SCHEDULE.
D
$1,186,857.00
No
$0.00
No
AMOUNT CONVERTED FROM EUR TO USD ON MARCH 13, 2026 AT A RATE OF EURO 1 TO USD 1.1522.
D/A
$1,735,677.00
No
$0.00
No
THE ENTITY LISTED IN ITEM 12 IS ENTITLED TO RECEIVE AN AGREED UPON PERCENTAGE OF THE MANAGEMENT FEES AND ANY APPLICABLE PERFORMANCE FEES COLLECTED BY THE INVESTMENT MANAGER IN RELATION TO SPECIFIED CAPITAL ACCOUNTS.
D/A
$77,616.00
No
$0.00
No
THE ENTITY LISTED IN ITEM 12 IS ENTITLED TO RECEIVE AN AGREED UPON PERCENTAGE OF THE MANAGEMENT FEES AND ANY APPLICABLE PERFORMANCE FEES COLLECTED BY THE INVESTMENT MANAGER IN RELATION TO SPECIFIED CAPITAL ACCOUNTS.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST THE MANAGEMENT FEE.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST THE MANAGEMENT FEE.
D
$2,000,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
No
$0.00
No
EACH ITEM 12 ENTITY IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF ASSETS UNDER MANAGEMENT, OR THE MANAGEMENT FEE OR OTHER PERFORMANCE COMPENSATION MADE TO INVESTMENT MANAGER OR AN AFFILIATE THEREOF.
D/A
$0.00
No
$0.00
No
EACH ITEM 12 ENTITY IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF ASSETS UNDER MANAGEMENT, OR THE MANAGEMENT FEE OR OTHER PERFORMANCE COMPENSATION MADE TO INVESTMENT MANAGER OR AN AFFILIATE THEREOF.
D
$0.00
No
$0.00
No
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON ESTABLISHED FEE AGREEMENTS.
D/A
$0.00
No
$0.00
No
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
No
$0.00
No
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF
THE OFFERING.
D/A
$0.00
No
$0.00
No
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$2,605,000.00
Yes
$0.00
No
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE.
D/A
$2,605,000.00
Yes
$0.00
No
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE.
D/A
$0.00
Yes
$0.00
No
PLACEMENT FEES TO BE PAID BASED ON A PERCENTAGE OF COMMITTED CAPITAL OF INVESTORS INTRODUCED BY PLACEMENT AGENT.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE. TO THE EXTENT SUCH FEES ARE PAID BY THE ISSUER THEY ARE OFFSET AGAINST THE MANAGEMENT FEE.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE. TO THE EXTENT SUCH FEES ARE PAID BY THE ISSUER THEY ARE OFFSET AGAINST THE MANAGEMENT FEE.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON ESTABLISHED FEE AGREEMENTS.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS (BASED UP ON A FEE SCHEDULE) AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL COMPLETION OF THE OFFERING.
D/A
$32,112,965.00
Yes
$5,466,425.00
Yes
THE PLACEMENT AGENTS IN ITEM 12 WILL BE APPORTIONED A FEE BASED ON CERTAIN COMMITMENTS RAISED. VERITAS CAPITAL SECURITIES, L.L.C. ("VCS") IS A REGISTERED BROKER-DEALER AFFILIATE OF ISSUER; NO SALES COMPENSATION WILL BE PAYABLE TO VCS OR ITS PERSONNEL.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (IM) AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE IM.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER OF THE ISSUER.
D/A
$269,161.00
No
$0.00
No
THE ENTITY LISTED IN ITEM 12 IS ENTITLED TO RECEIVE AN AGREED UPON PERCENTAGE OF THE MANAGEMENT FEES AND ANY APPLICABLE PERFORMANCE FEES COLLECTED BY THE INVESTMENT MANAGER IN RELATION TO SPECIFIED CAPITAL ACCOUNTS.
D/A
$17,606.00
No
$0.00
No
THE ENTITY LISTED IN ITEM 12 IS ENTITLED TO RECEIVE AN AGREED UPON PERCENTAGE OF THE MANAGEMENT FEES AND ANY APPLICABLE PERFORMANCE FEES COLLECTED BY THE INVESTMENT MANAGER IN RELATION TO SPECIFIED CAPITAL ACCOUNTS.
D/A
$0.00
Yes
$0.00
No
PLACEMENT FEES ARE EXPECTED TO BE PAID BASED ON AN AGREED FEE SCHEDULE AS CAPITAL IS ACCEPTED.
D/A
$0.00
Yes
$0.00
No
PLACEMENT FEES ARE EXPECTED TO BE PAID BASED ON AN AGREED FEE SCHEDULE AS CAPITAL IS ACCEPTED.
D/A
$0.00
No
$0.00
No
EACH ITEM 12 ENTITY IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF ASSETS UNDER MANAGEMENT, OR THE MANAGEMENT FEE OR OTHER PERFORMANCE COMPENSATION MADE TO INVESTMENT MANAGER OR AN AFFILIATE THEREOF.
D/A
$0.00
No
$0.00
No
EACH ITEM 12 ENTITY IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF ASSETS UNDER MANAGEMENT, OR THE MANAGEMENT FEE OR OTHER PERFORMANCE COMPENSATION MADE TO INVESTMENT MANAGER OR AN AFFILIATE THEREOF.
D
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST THE MANAGEMENT FEE.
D
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST THE MANAGEMENT FEE.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$5,000,000.00
Yes
$0.00
No
ESTIMATE BASED ON THE SIZE OF THE OFFERING OF THE ISSUER. INCLUDES COMMISSION PAYABLE IN CONNECTION WITH INVESTMENT VEHICLES ORGANIZED BY PLACEMENT AGENTS.
D/A
$5,000,000.00
Yes
$0.00
No
ESTIMATE BASED ON THE SIZED OF THE OFFERING OF THE ISSUER, INCLUDES COMMISSION PAYABLE IN CONNECTION WITH INVESTMENTS VEHICLES ORGANIZED BY PLACEMENT AGENTS.
D
$0.00
No
$0.00
No
SUCH FEES WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS (BASED UPON A FEE SCHEDULE), WILL NOT BE FINALIZED UNTIL COMPLETION OF THE OFFERING AND WILL BE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D
$0.00
Yes
$0.00
Yes
SUCH FEES WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS (BASED UPON A FEE SCHEDULE), WILL NOT BE FINALIZED UNTIL COMPLETION OF THE OFFERING AND WILL BE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$7,000,000.00
Yes
$0.00
No
ESTIMATE BASED ON THE SIZE OF THE OFFERING OF THE ISSUER. INCLUDES COMMISSION PAYABLE IN CONNECTION WITH INVESTMENT VEHICLES ORGANIZED BY PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE TOTAL AMOUNT OF SALES COMMISSIONS PAID IN CONNECTION WITH THE OFFERING WILL BE DETERMINED AT THE FINAL CLOSING.
D/A
$0.00
Yes
$0.00
No
AMOUNTS TO BE PAID BASED UPON A PERCENTAGE OF CAPITAL RAISED. THE FUND WILL NOT BEAR THE ECONOMIC BURDEN OF ANY PLACEMENT AGENT FEES.
D
$0.00
Yes
$0.00
Yes
ANY SUCH COMMISSIONS AND FEES WILL BE DETERMINED AS OF THE FINAL CLOSING.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT TO BE DETERMINED BASED UPON THE COMMITMENT AMOUNTS OF SUCH INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT TO BE DETERMINED BASED UPON THE COMMITMENT AMOUNTS OF SUCH INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT TO BE DETERMINED BASED UPON THE COMMITMENT AMOUNTS OF SUCH INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT TO BE DETERMINED BASED UPON THE COMMITMENT AMOUNTS OF SUCH INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT TO BE DETERMINED BASED UPON THE COMMITMENT AMOUNTS OF SUCH INVESTORS.
D/A
$25,000,000.00
Yes
$0.00
No
ESTIMATE BASED ON THE SIZE OF THE OFFERING OF THE ISSUER. INCLUDES COMMISSION PAYABLE IN CONNECTION WITH INVESTMENT VEHICLES ORGANIZED BY PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT FEES WILL NOT BE FINALIZED UNTIL THE COMPLETION OF THE OFFERING AND WILL BE DETERMINED BASED ON THE COMMITMENT AMOUNTS OF INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT FEES WILL NOT BE FINALIZED UNTIL THE COMPLETION OF THE OFFERING AND WILL BE DETERMINED BASED ON THE COMMITMENT AMOUNTS OF INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS (BASED UP ON A FEE SCHEDULE) AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL COMPLETION OF THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER OF THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (IM) AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE IM.
D/A
$32,256.00
No
$0.00
No
SALES AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTOR ARE INCLUDED IN THE TOTAL.SALES AGENTS RECEIVE NOT RECEIVES. THANKS
D/A
$0.00
Yes
$500,000.00
Yes
THE AMOUNT IN ITEM 15 REPRESENTS AN ADVISORY FEE THAT WILL BE CREDITED AGAINST THE FEES PAYABLE WITH RESPECT TO FUTURE REFERRED INVESTORS, AND IS AN ESTIMATE OF FEES PAID THROUGH JULY 1, 2022.
D
$1,534,330.00
No
$0.00
No
A PLACEMENT AGENT HAS BEEN RETAINED AND WILL BE APPORTIONED A FEE AS SPECIFIED IN THE PLACEMENT AGENT AGREEMENT WITH THE ISSUER.
D/A
$42,959.00
No
$0.00
No
THE ENTITY LISTED IN ITEM 12 IS ENTITLED TO RECEIVE AN AGREED UPON PERCENTAGE OF THE MANAGEMENT FEES AND ANY APPLICABLE PERFORMANCE FEES COLLECTED BY THE INVESTMENT MANAGER IN RELATION TO SPECIFIED CAPITAL ACCOUNTS.
D/A
$3,571.00
No
$0.00
No
THE ENTITY LISTED IN ITEM 12 IS ENTITLED TO RECEIVE AN AGREED UPON PERCENTAGE OF THE MANAGEMENT FEES AND ANY APPLICABLE PERFORMANCE FEES COLLECTED BY THE INVESTMENT MANAGER IN RELATION TO SPECIFIED CAPITAL ACCOUNTS.
D/A
$50,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF THE ISSUER AND A FUND AFFILIATED WITH THE ISSUER.
D/A
$50,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF THE ISSUER AND A FUND AFFILIATED WITH THE ISSUER.
D/A
$2,882,900.00
No
$0.00
No
STIFEL, NICOLAUS + CO. INC. BECAME SUCCESSOR TO BARCLAYS CAPITAL INC.-S PLACEMENT PROGRAM AND MORGAN STANLEY SMITH BARNEY LLC BECAME SUCCESSOR TO CREDIT SUISSE SECURITIES (USA) LLC-S PLACEMENT PROGRAM. COMPENSATION DUE IS PAID TO THE SUCCESSOR.
D/A
$2,166,874.00
No
$0.00
No
STIFEL, NICOLAUS + CO. INC. BECAME SUCCESSOR TO BARCLAYS CAPITAL INC.-S PLACEMENT PROGRAM AND MORGAN STANLEY SMITH BARNEY LLC BECAME SUCCESSOR TO CREDIT SUISSE SECURITIES (USA) LLC-S PLACEMENT PROGRAM. COMPENSATION DUE IS PAID TO THE SUCCESSOR.
D/A
$0.00
No
$0.00
No
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF ASSETS UNDER MANAGEMENT, THE MANAGEMENT FEE PAID TO THE IM, AND/OR THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE IM.
D/A
$0.00
No
$0.00
No
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF ASSETS UNDER MANAGEMENT, THE MANAGEMENT FEE PAID TO THE IM, AND/OR THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE IM.
D/A
$6,600,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS THAT MAY BE PAYABLE IN THE FUTURE IN CONNECTION WITH THIS OFFERING.
D/A
$1,800,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE FUTURE IN CONNECTION WITH THIS OFFERING.
D
$0.00
No
$0.00
No
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF
THE OFFERING.
D
$0.00
No
$0.00
No
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D
$0.00
No
$0.00
No
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
Yes
$20,109.00
Yes
PLACEMENT FEES ARE ONLY TO BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS (BASED UPON A FEE SCHEDULE). SUCH AMOUNTS HAVE NOT YET BEEN
FINALIZED.
D/A
$0.00
Yes
$20,109.00
Yes
PLACEMENT FEES ARE ONLY TO BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS (BASED UPON A FEE SCHEDULE). SUCH AMOUNTS HAVE NOT YET BEEN FINALIZED.
D/A
$1,987,611.00
No
$0.00
No
PARK HILL GROUP LLC IS A SUBSIDIARY OF PJT PARTNERS LP (CRD # 171058).
D/A
$9,000,000.00
Yes
$0.00
No
ESTIMATE BASED ON THE SIZE OF THE OFFERING OF THE ISSUER. INCLUDES COMMISSION PAYABLE IN CONNECTION WITH INVESTMENT VEHICLES ORGANIZED BY PLACEMENT AGENTS.
D/A
$9,000,000.00
Yes
$0.00
No
ESTIMATE BASED ON THE SIZED OF THE OFFERING OF THE ISSUER, INCLUDES COMMISSION PAYABLE IN CONNECTION WITH INVESTMENTS VEHICLES ORGANIZED BY PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS, AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL COMPLETION OF THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS, AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL COMPLETION OF THE OFFERING.
D
$3,015,000.00
Yes
$0.00
Yes
SALES COMMISIONS- AMOUNT IS IN EURO.
FULLY PAID: EUR 3,015,000.
D
$8,472,113.00
Yes
$7,000,000.00
Yes
SALES COMMISIONS- AMOUNT IS IN EURO.
ALREADY PAID:EUR 5,842,577.85.
TOTAL AMOUNT: EUR 8,472,113.16.
D/A
$4,998,277.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$3,981,614.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$917,436.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$976,017.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER.
D/A
$4,531,684.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$604,224.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$0.00
Yes
$0.00
No
AMOUNTS TO BE PAID BASED UPON A PERCENTAGE OF CAPITAL RAISED. THE FUND WILL NOT BEAR THE ECONOMIC BURDEN OF ANY PLACEMENT AGENT FEES.
D/A
$20,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENTS AN ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTERESTS IN THE ISSUER AND/OR ITS RELATED PARALLEL FUNDS.
D
$3,275,000.00
No
$0.00
No
A PLACEMENT AGENT HAS BEEN RETAINED AND WILL BE APPORTIONED A FEE AS SPECIFIED IN THE PLACEMENT AGENT AGREEMENT WITH THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT TO BE DETERMINED BASED UPON THE COMMITMENT AMOUNTS OF SUCH INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT TO BE DETERMINED BASED UPON THE COMMITMENT AMOUNTS OF SUCH INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT TO BE DETERMINED BASED UPON THE COMMITMENT AMOUNTS OF SUCH INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT WILL BE PAID A CERTAIN PERCENTAGE OF CAPITAL CONTRIBUTIONS MADE BY CERTAIN INVESTORS TO THE ISSUERS. ANY SUCH AMOUNTS PAID BY THE ISSUERS WILL OFFSET THE MANAGEMENT FEE AND WILL NOT REDUCE THE OFFERING PROCEEDS AVAILABLE FOR INVESTMENT.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT WILL BE PAID A CERTAIN PERCENTAGE OF CAPITAL CONTRIBUTIONS MADE BY CERTAIN INVESTORS TO THE ISSUERS. ANY SUCH AMOUNTS PAID BY THE ISSUERS WILL OFFSET THE MANAGEMENT FEE AND WILL NOT REDUCE THE OFFERING PROCEEDS AVAILABLE FOR INVESTMENT.
D
$20,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENTS AN ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTERESTS IN THE ISSUER AND/OR ITS RELATED PARALLEL FUNDS.
D/A
$0.00
Yes
$500,000.00
Yes
THE AMOUNT IN ITEM 15 REPRESENTS AN ADVISORY FEE THAT WILL BE CREDITED AGAINST THE FEES PAYABLE WITH RESPECT TO FUTURE REFERRED INVESTORS, AND IS AN ESTIMATE OF FEES PAID THROUGH JULY 1, 2022.
D/A
$50,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF THE ISSUER AND A FUND AFFILIATED WITH THE ISSUER.
D/A
$50,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF THE ISSUER AND A FUND AFFILIATED WITH THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT FEES WILL NOT BE FINALIZED UNTIL THE COMPLETION OF THE OFFERING AND WILL BE DETERMINED BASED ON THE COMMITMENT AMOUNTS OF INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT FEES WILL NOT BE FINALIZED UNTIL THE COMPLETION OF THE OFFERING AND WILL BE DETERMINED BASED ON THE COMMITMENT AMOUNTS OF INVESTORS.
D/A
$0.00
Yes
$500,000.00
Yes
THE AMOUNT IN ITEM 15 REPRESENTS AN ADVISORY FEE THAT WILL BE CREDITED AGAINST THE FEES PAYABLE WITH RESPECT TO FUTURE REFERRED INVESTORS, AND IS AN ESTIMATE OF FEES PAID THROUGH JULY 1, 2022.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE MASTER FUND-S GENERAL PARTNER.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENT FEES ARE TO BE PAID ON AN ESTABLISHED FEE ARRANGEMENT.
D
$402,000.00
Yes
$0.00
No
THIS IS AN ESTIMATE OF TOTAL AMOUNTS TO BE PAID TO THE ENTITY LISTED IN ITEM 12 IN RESPECT OF BOTH THE ISSUER AND ITS RELATED FEEDER FUND.
D
$402,000.00
Yes
$0.00
No
THIS IS AN ESTIMATE OF TOTAL AMOUNTS TO BE PAID TO THE ENTITY LISTED IN ITEM 12 IN RESPECT OF BOTH THE ISSUER AND ITS RELATED FEEDER FUND.
D/A
$2,166,874.00
No
$0.00
No
STIFEL, NICOLAUS + CO. INC. BECAME SUCCESSOR TO BARCLAYS CAPITAL INC.-S PLACEMENT PROGRAM AND MORGAN STANLEY SMITH BARNEY LLC BECAME SUCCESSOR TO CREDIT SUISSE SECURITIES (USA) LLC-S PLACEMENT PROGRAM. COMPENSATION DUE IS PAID TO THE SUCCESSOR.
D/A
$2,779,688.00
No
$0.00
No
STIFEL, NICOLAUS + CO. INC. BECAME SUCCESSOR TO BARCLAYS CAPITAL INC.-S PLACEMENT PROGRAM AND MORGAN STANLEY SMITH BARNEY LLC BECAME SUCCESSOR TO CREDIT SUISSE SECURITIES (USA) LLC-S PLACEMENT PROGRAM. COMPENSATION DUE IS PAID TO THE SUCCESSOR.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENT FEES WILL BE BORNE AND PAID BY THE INVESTMENT ADVISER TO THE ISSUER AND WILL NOT BE PAID FROM THE OFFERING PROCEEDS OR CHARGED AS AN EXPENSE TO THE ISSUER.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENT FEES WILL BE BORNE AND PAID BY THE INVESTMENT ADVISOR AND WILL NOT BE PAID FROM THE OFFERING PROCEEDS OR CHARGED AS AN EXPENSE TO THE FUND.
D/A
$0.00
No
$0.00
No
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF ASSETS UNDER MANAGEMENT, THE MANAGEMENT FEE PAID TO THE IM, AND/OR THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE IM.
D/A
$0.00
No
$0.00
No
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF ASSETS UNDER MANAGEMENT, THE MANAGEMENT FEE PAID TO THE IM, AND/OR THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE IM.
D/A
$11,255,708.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER, SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS
D/A
$0.00
No
$0.00
No
PLACEMENT AGENT FEES WILL BE BORNE AND PAID BY THE INVESTMENT ADVISOR AND WILL NOT BE PAID FROM THE OFFERING PROCEEDS OR CHARGED AS AN EXPENSE TO THE FUND.
D/A
$0.00
No
$0.00
No
THE PLACEMENT AGENTS MAY RECEIVE FEES BASED ON A PERCENTAGE OF CAPITAL COMMITMENTS TO THE ISSUER BY SUCH AGENT-S CLIENTS. THE AMOUNT OF SUCH FEES CANNOT BE ESTIMATED AT THIS TIME.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS, AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL COMPLETION OF THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS, AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL COMPLETION OF THE OFFERING.
D/A
$3,267,000.00
No
$0.00
No
THE SALES COMMISSION FEES INCLUDE SALES COMMISSION FEES PAYABLE BY THE GENERAL PARTNER OF THE ISSUER AND ITS PARALLEL FUNDS.
D/A
$3,267,000.00
No
$0.00
No
THE SALES COMMISSION FEES INCLUDE SALES COMMISSION FEES PAYABLE BY THE GENERAL PARTNER OF THE ISSUER AND ITS PARALLEL FUNDS
D/A
$3,267,000.00
No
$0.00
No
THE SALES COMMISSION FEES INCLUDE SALES COMMISSION FEES PAYABLE BY THE GENERAL PARTNER OF THE ISSUER AND ITS PARALLEL FUNDS.
D/A
$0.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$0.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$0.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER.
D/A
$0.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$3,509,754.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$0.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$0.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$1,389,315.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$3,831,010.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT WILL BE PAID A CERTAIN PERCENTAGE OF CAPITAL CONTRIBUTIONS MADE BY CERTAIN INVESTORS TO THE ISSUERS. ANY SUCH AMOUNTS PAID BY THE ISSUERS WILL OFFSET THE MANAGEMENT FEE AND WILL NOT REDUCE THE OFFERING PROCEEDS AVAILABLE FOR INVESTMENT.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT WILL BE PAID A CERTAIN PERCENTAGE OF CAPITAL CONTRIBUTIONS MADE BY CERTAIN INVESTORS TO THE ISSUERS. ANY SUCH AMOUNTS PAID BY THE ISSUERS WILL OFFSET THE MANAGEMENT FEE AND WILL NOT REDUCE THE OFFERING PROCEEDS AVAILABLE FOR INVESTMENT.
D
$147,836.00
Yes
$0.00
Yes
AS CONVERTED FROM EUR TO USD AT A RATE OF 1.0025 ON 9/19/2022.
D/A
$10,818,208.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER, SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS
D/A
$0.00
Yes
$500,000.00
Yes
THE AMOUNT IN ITEM 15 REPRESENTS AN ADVISORY FEE THAT WILL BE CREDITED AGAINST THE FEES PAYABLE WITH RESPECT TO FUTURE REFERRED INVESTORS, AND IS AN ESTIMATE OF FEES PAID THROUGH JULY 1, 2022.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT WILL BE PAID A CERTAIN PERCENTAGE OF CAPITAL CONTRIBUTIONS MADE BY CERTAIN INVESTORS TO THE ISSUERS. ANY SUCH AMOUNTS PAID BY THE ISSUERS WILL OFFSET THE MANAGEMENT FEE AND WILL NOT REDUCE THE OFFERING PROCEEDS AVAILABLE FOR INVESTMENT.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT WILL BE PAID A CERTAIN PERCENTAGE OF CAPITAL CONTRIBUTIONS MADE BY CERTAIN INVESTORS TO THE ISSUERS. ANY SUCH AMOUNTS PAID BY THE ISSUERS WILL OFFSET THE MANAGEMENT FEE AND WILL NOT REDUCE THE OFFERING PROCEEDS AVAILABLE FOR INVESTMENT.
D/A
$0.00
No
$0.00
No
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
No
$0.00
No
SUCH FEES, IF ANY, WILL ONLY BY PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
No
$0.00
No
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D
$0.00
No
$0.00
No
PLACEMENT AGENT FEES WILL BE BORNE AND PAID BY THE INVESTMENT ADVISER TO THE ISSUER AND WILL NOT BE PAID FROM THE OFFERING PROCEEDS OR CHARGED AS AN EXPENSE TO THE ISSUER.
D/A
$0.00
Yes
$500,000.00
Yes
THE AMOUNT IN ITEM 15 REPRESENTS AN ADVISORY FEE THAT WILL BE CREDITED AGAINST THE FEES PAYABLE WITH RESPECT TO FUTURE REFERRED INVESTORS, AND IS AN ESTIMATE OF FEES PAID THROUGH JULY 1, 2022.
D/A
$0.00
Yes
$500,000.00
Yes
THE AMOUNT IN ITEM 15 REPRESENTS AN ADVISORY FEE THAT WILL BE CREDITED AGAINST THE FEES PAYABLE WITH RESPECT TO FUTURE REFERRED INVESTORS, AND IS AN ESTIMATE OF FEES PAID THROUGH JULY 1, 2022.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST MANAGEMENT FEES PAYABLE BY THE ISSUER, AND WILL NOT BE AN ADDITIONAL EXPENDITURE.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE. TO THE EXTENT SUCH FEES ARE PAID BY THE ISSUER THEY ARE OFFSET AGAINST THE MANAGEMENT FEE.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST MANAGEMENT FEES PAYABLE BY THE ISSUER, AND WILL NOT BE AN ADDITIONAL EXPENDITURE.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE. TO THE EXTENT SUCH FEES ARE PAID BY THE ISSUER THEY ARE OFFSET AGAINST THE MANAGEMENT FEE.
D/A
$0.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 SHALL BE PAID A FEE BASED ON A PERCENTAGE OF THE ASSETS UNDER MANAGEMENT OF THE INVESTORS THAT THEY HAVE INTRODUCED TO THE ISSUER.
D/A
$0.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 SHALL BE PAID A FEE BASED ON A PERCENTAGE OF THE ASSETS UNDER MANAGEMENT OF THE INVESTORS THAT THEY HAVE INTRODUCED TO THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE MASTER FUND-S GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$145,000.00
Yes
$0.00
No
THE RECIPIENT LISTED IN ITEM 12 IS PAID A PERCENTAGE OF MANAGEMENT FEES.
D/A
$10,400,000.00
Yes
$0.00
No
ESTIMATED COMMISSION AMOUNTS INCLUDE ESTIMATED AMOUNTS FOR AFFILIATED FUNDS.
D/A
$10,400,000.00
Yes
$0.00
No
ESTIMATED COMMISSION AMOUNTS INCLUDE ESTIMATED AMOUNTS FOR AFFILIATED FUNDS.
D/A
$2,097,619.00
No
$0.00
No
THIS AMOUNT IS BASED ON 1,924,050.80 EUROS CONVERTED TO USD.
D/A
$29,326,672.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SILVER LAKE PARTNERS VI, L.P. AND SILVER LAKE ALPINE II (OFFSHORE), L.P. SALES.
D/A
$29,326,672.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SILVER LAKE PARTNERS VI, L.P. AND SILVER LAKE ALPINE II, L.P. SALES.
D/A
$0.00
No
$0.00
No
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF ASSETS UNDER MANAGEMENT, THE MANAGEMENT FEE PAID TO THE IM, AND/OR THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE IM.
D/A
$0.00
No
$0.00
No
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF ASSETS UNDER MANAGEMENT, THE MANAGEMENT FEE PAID TO THE IM, AND/OR THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE IM.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENT FEES WILL BE BORNE AND PAID BY THE INVESTMENT ADVISOR AND WILL NOT BE PAID FROM THE OFFERING PROCEEDS OR CHARGED AS AN EXPENSE TO THE FUND.
D
$0.00
No
$0.00
No
PLACEMENT AGENT FEES WILL BE BORNE AND PAID BY THE INVESTMENT ADVISOR AND WILL NOT BE PAID FROM THE OFFERING PROCEEDS OR CHARGED AS AN EXPENSE TO THE FUND.
D
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
AMOUNT TO BE PAID IS GENERALLY BASED ON A PERCENTAGE OF PARTNER SUBSCRIPTIONS.
D
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D
$0.00
No
$0.00
No
THE PLACEMENT AGENTS MAY RECEIVE FEES BASED ON A PERCENTAGE OF CAPITAL COMMITMENTS TO THE ISSUER BY SUCH AGENT-S CLIENTS. THE AMOUNT OF SUCH FEES CANNOT BE ESTIMATED AT THIS TIME.
D/A
$0.00
No
$0.00
No
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
No
$0.00
No
SUCH FEES, IF ANY, WILL ONLY BY PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
No
$0.00
No
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$3,620,000.00
Yes
$0.00
No
THIS AMOUNT REFLECTS AN ESTIMATE OF THE MAXIMUM SALES COMMISSION PAYABLE UNDER THE ENGAGEMENT LETTER FOR THE PLACEMENT AGENT LISTED.
D/A
$3,372,889.00
Yes
$0.00
Yes
THE SALES COMMISSIONS LISTED INCLUDE AMOUNTS PAID TO DATE BY THE ISSUER AND ITS RELATED PARALLEL FUNDS.
D/A
$3,372,889.00
Yes
$0.00
Yes
THE SALES COMMISSIONS LISTED INCLUDE AMOUNTS PAID TO DATE BY THE ISSUER AND ITS RELATED PARALLEL FUNDS.
D/A
$29,326,672.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SILVER LAKE PARTNERS VI, L.P. AND SILVER LAKE ALPINE II (OFFSHORE), L.P. SALES.
D/A
$29,326,672.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SILVER LAKE PARTNERS VI, L.P. AND SILVER LAKE ALPINE II, L.P. SALES.
D/A
$0.00
Yes
$250,000.00
Yes
THE AMOUNT IN ITEM 15 REPRESENTS AN ADVISORY FEE THAT WILL BE CREDITED AGAINST THE FEES PAYABLE WITH RESPECT TO FUTURE REFERRED INVESTORS, AND IS AN ESTIMATE OF FEES PAID THROUGH JULY 1, 2022.
D/A
$0.00
Yes
$250,000.00
Yes
THE AMOUNT IN ITEM 15 REPRESENTS AN ADVISORY FEE THAT WILL BE CREDITED AGAINST THE FEES PAYABLE WITH RESPECT TO FUTURE REFERRED INVESTORS, AND IS AN ESTIMATE OF FEES PAID THROUGH JULY 1, 2022.
D
$0.00
No
$9,875,000.00
Yes
EACH PLACEMENT AGENT LISTED IN ITEM 12 IS COMPENSATED BASED ON
A PERCENTAGE OF CAPITAL COMMITTED BY CERTAIN SOLICITED INVESTORS.
D
$0.00
No
$9,875,000.00
Yes
EACH PLACEMENT AGENT LISTED IN ITEM 12 IS COMPENSATED BASED ON
A PERCENTAGE OF CAPITAL COMMITTED BY CERTAIN SOLICITED INVESTORS.
D/A
$0.00
Yes
$0.00
No
FROM 9/16-3/18 PARK HILL GROUP LLC WAS PAID A PERCENT OF MGMT FEE AND PERFORMANCE ALLOCATION PER A PLACEMENT AGREEMENT WITH ISSUER. TRAILING PYMNTS ARE NOW MADE TO SUCCESSOR ENTITY PJT PARTNERS LP. NEITHER ENTITY CURRENTLY SELLS SECURITIES FOR ISSUER.
D/A
$0.00
Yes
$0.00
No
FROM 9/16-3/18 PARK HILL GROUP LLC WAS PAID A PERCENT OF MGMT FEE AND PERFORMANCE ALLOCATION PER A PLACEMENT AGREEMENT WITH ISSUER. TRAILING PYMNTS ARE NOW MADE TO SUCCESSOR ENTITY PJT PARTNERS LP. NEITHER ENTITY CURRENTLY SELLS SECURITIES FOR ISSUER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE MASTER FUND-S GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D
$0.00
No
$624,955.00
No
AMOUNTS OWED TO PJT PARTNERS LP ARE BEING CONVERTED INTO SHARES OF CLASS 1 COMMON STOCK. THE VALUE OF THE FEE WAS ESTIMATED BASED ON THE SHARE PRICE AT THE TIME OF ISSUANCE.
D/A
$0.00
No
$0.00
No
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF ASSETS UNDER MANAGEMENT, THE MANAGEMENT FEE PAID TO THE IM, AND/OR THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE IM.
D/A
$0.00
No
$0.00
No
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF ASSETS UNDER MANAGEMENT, THE MANAGEMENT FEE PAID TO THE IM, AND/OR THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE IM.
D/A
$1,650,000.00
Yes
$0.00
No
ANY COMMISSIONS WILL BE PAID ENTIRELY TO PJT PARTNERS AND GENCAP. ISSUER WILL NOT PAY ANY COMMISSION OR FINDERS FEE TO MORGAN STANLEY. A QUARTERLY MANAGEMENT FEE WILL BE PAID TO MORGAN STANLEY BY ITS CLIENTS WHO PURCHASED INTERESTS IN ISSUER.
D/A
$0.00
Yes
$0.00
Yes
AMOUNT TO BE PAID IS GENERALLY BASED ON A PERCENTAGE OF PARTNER SUBSCRIPTIONS.
D/A
$11,400,000.00
Yes
$0.00
No
ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE FUTURE IN CONNECTION WITH THIS OFFERING.
D/A
$3,865,000.00
Yes
$0.00
No
ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE FUTURE IN CONNECTION WITH THIS OFFERING.
D/A
$1,000,000.00
Yes
$2,000,000.00
Yes
PARK HILL GROUP IS NO LONGER REGISTERED AS A PLACEMENT AGENT, HAS NOT PLACED ANY INVESTORS TO DATE AND HAS MERGED WITH PJT PARTNERS LP, THE SURVIVING ENTITY, EFFECTIVE SEPT 1, 2020.
D/A
$14,326,672.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SILVER LAKE PARTNERS VI, L.P. AND SILVER LAKE ALPINE II, L.P. SALES.
D/A
$14,326,672.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SILVER LAKE PARTNERS VI, L.P. AND SILVER LAKE ALPINE II (OFFSHORE), L.P. SALES.
D
$2,900,000.00
No
$0.00
No
FEE PAID IS EURO 2.750 MILLION. VALUE IN US $ AT 2016 YEAR-END EXCHANGE RATE OF $1.054/EURO.
