Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MONEY CONCEPTS CAPITAL CORP
12963
RAY RESSE
1694620
MONEY CONCEPTS CAPITAL CORP.
12963
RAY RESSE
1694620
MONEY CONCEPTS CAPITAL CORP.
12963
RAY REESE
1694620
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-05-31
D/A
$68,850.00
Yes
$0.00
No
2013-05-02
D/A
$64,350.00
Yes
$0.00
No
2013-04-16
D/A
$59,850.00
Yes
$0.00
No
2013-03-29
D/A
$41,850.00
Yes
$0.00
No
2013-03-06
D/A
$21,600.00
Yes
$0.00
No
2013-02-21
D/A
$17,100.00
Yes
$0.00
No
2013-01-18
D/A
$436,950.00
Yes
$0.00
Yes