Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
REBECCA L. ANDERSON
1690531
BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
REBECCA ANDERSON
1690531
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-02-02
D/A
$3,778,417.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-01-19
D/A
$3,778,417.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-01-11
D/A
$3,778,417.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2021-12-22
D/A
$3,778,417.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2011-08-15
D/A
$1,467,200.00
No
$0.00
No
2011-08-01
D/A
$748,848.00
No
$0.00
No
2011-06-09
D/A
$1,467,200.00
No
$0.00
No
2011-05-26
D/A
$1,467,200.00
No
$0.00
No
2011-05-12
D/A
$1,467,200.00
No
$0.00
No
2011-04-27
D/A
$1,467,200.00
No
$0.00
No
2011-04-15
D/A
$1,467,200.00
No
$0.00
No
2011-04-06
D/A
$1,467,200.00
No
$0.00
No
2011-03-24
D/A
$1,467,200.00
No
$0.00
No
2011-03-14
D/A
$1,467,200.00
No
$0.00
No
2011-02-24
D/A
$1,467,200.00
No
$0.00
No
2011-02-10
D/A
$748,848.00
No
$0.00
No