Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
OPTIMA SECURITIES LLC
16881
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$16,014,668.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSIONS REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$5,456,585.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$3,022,962.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$35,353.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE
D/A
$6,072,583.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$43,133.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$263,586.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$1,515,174.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$38,868.00
Yes
$0.00
Yes
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$2,447,617.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$1,300.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSIONS REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$8,245,877.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$2,821,427.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$11,034,845.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$264,006.00
Yes
$0.00
Yes
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$1,450,537.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A.
D/A
$1,287.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$2,670,670.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$943,603.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$10,834,316.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$2,695,238.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$42,234.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$31,762.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE
D
$5,226,821.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$258,895.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$7,998,116.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$2,608,189.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$1,287.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$1,459,014.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$15,577,926.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSIONS REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A. TO DATE.
D
$1,363,791.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A.
D/A
$929,298.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$2,841,340.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$255,693.00
Yes
$0.00
Yes
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$5,933,738.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$2,367,041.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$37,226.00
Yes
$0.00
Yes
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$823.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSIONS REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$36,750.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$6,894,909.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$1,319,098.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$2,318,039.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$2,191.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE
D/A
$2,228,856.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$226,024.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$573,597.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$169.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSIONS REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$4,631,656.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$10,018,716.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$31,554.00
Yes
$0.00
Yes
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$2,220,522.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$1,287.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$890,081.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$14,674,068.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSIONS REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$2,461,151.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$1,185,501.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A.
D/A
$228,275.00
Yes
$0.00
Yes
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT AND INCENTIVE FEES PAID TO BNY MELLON, N.A. TO DATE.
D/A
$5,654,149.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REPRESENTS THE PORTION OF MANAGEMENT FEES PAID TO BNY MELLON, N.A. TO DATE.
