Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
STEPHEN BLAKE MURCHISON
1686750
R.M. DUNCAN SECURITIES, INC.
14344
R.M. DUNCAN SECURITIES, INC.
14344
STEVEN B. MURCHISON
1686750
R.M. DUNCAN SECURITIES, INC.
14344
STEPHEN B. MURCHISON
1686750
STEPHEN BLAKE MURCHISON
1686750
R.M. DUNCAN SECURITIES, INC.
14344
R.M. DUNCAN SECURITIES, INC.
14344
STEPHEN B. BURCHISON
1686750
STEPHEN BLACK MURCHISON
1686750
R.M. DUNCAN SECURITIES
14344
R.M. DUNCAN SECURITIES
14344
STEPHEN B MURCHISON
1686750
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$500,000.00
Yes
$0.00
No
COMMISSIONS WILL EQUAL UP TO 10.0% OF THE GROSS
AMOUNT OF 2020 NOTES PROCEEDS RAISED BY A BROKER DEALER.
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
D/A
$487,500.00
Yes
$0.00
No
R.M. DUNCAN SECURITIES, INC. WILL RECEIVE A 10% COMMISSION ON THE OFFERING PROCEEDS. ANY FEES TO OTHER PARTICIPATING BROKER-DEALERS WILL BE PAID OUT OF SUCH COMMISSION.
D
$303,000.00
Yes
$0.00
No
R.M. DUNCAN SECURITIES, INC. WILL RECEIVE A 10% COMMISSION ON THE OFFERING PROCEEDS. ANY FEES TO OTHER PARTICIPATING BROKER-DEALERS WILL BE PAID OUT OF SUCH COMMISSION.
D
$407,000.00
No
$0.00
No
RM DUNCAN SECURITIES INC. WILL RECEIVE A 10% COMMISSION ON THE SALE OF DEBT BEING OFFERED, WHICH COMMISSIONS MAY BE REDUCED BY AMOUNTS PAID BY THE ISSUER TO RM DUNCAN CAPITAL MANAGEMENT CORP FOR ITS SERVICES AS INVESTMENT MANAGER DURING 2017
D
$25,000.00
Yes
$0.00
No
R.M. DUNCAN SECURITIES, INC. WILL RECEIVE SALES COMMISSION IN THE AMOUNT OF 5% OF THE PROCEEDS OF THE OFFERING.
D/A
$54,000.00
No
$0.00
No
R.M. DUNCAN SECURITIES INC. WILL RECEIVE A 10% SALES COMMISSION.
D
$54,000.00
No
$0.00
No
R.M. DUNCAN SECURITIES INC. WILL RECEIVE A 10% SALES COMMISSION.
D
$400,000.00
Yes
$0.00
No
ESTIMATE IS BASED ON PLACEMENT OF MAXIMUM AMOUNT OF DEBT BEING OFFERED. SALES COMMISSION IS 10.00% OF FUNDS INVESTED IN 2015-1 SERIES A NOTES, 0.00% IN 2015-1 SERIES B NOTES.
