Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CREATION CAPITAL LLC
113912
KEVIN P. MURPHY
1680861
TGP SECURITIES, INC.
159008
KEVIN P. MURPHY
1680861
Companies
Company Name
CROSS RIVER PARTNERS LP
AMEDICA CORP
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-10-04
D/A
$480,000.00
No
$0.00
No
TGP SECURITIES, INC. RECEIVED $480,000 AND WARRANTS TO PURCHASE 240,000 SHARES OF COMMON STOCK, EXERCISABLE FOR $2.20 PER SHARE, EXPIRING IN FIVE YEARS.
2013-09-13
D
$364,000.00
No
$0.00
No
TGP SECURITIES, INC. RECEIVED $364,000 AND WARRANTS TO PURCHASE 182,000 SHARES OF COMMON STOCK, EXERCISABLE FOR $2.20 PER SHARE, EXPIRING IN FIVE YEARS.
2011-04-26
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION