Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
NORTHERN LIGHTS ADVISORS, INC.
167824
NORTHERN LIGHTS ADVISORS, INC.
167824
NORTHERN LIGHTS ALTERNATIVE ADVISORS
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-09-27
D/A
$0.00
Yes
$0.00
Yes
2022-07-15
D/A
$0.00
Yes
$0.00
Yes
2022-02-14
D/A
$0.00
Yes
$0.00
No
COMMISSION IS VARIABLE BASED ON FEES PAYABLE BY INVESTORS, SUBJECT TO CERTAIN CONDITIONS.
2022-02-14
D/A
$0.00
Yes
$0.00
No
COMMISSION IS VARIABLE BASED ON FEES PAYABLE BY INVESTORS, SUBJECT TO CERTAIN CONDITIONS.
2021-12-28
D
$0.00
Yes
$0.00
No
COMMISSION IS VARIABLE BASED ON FEES PAYABLE BY INVESTORS, SUBJECT TO CERTAIN CONDITIONS.
2021-12-28
D
$0.00
Yes
$0.00
No
COMMISSION IS VARIABLE BASED ON FEES PAYABLE BY INVESTORS, SUBJECT TO CERTAIN CONDITIONS.
2021-09-27
D
$0.00
Yes
$0.00
Yes
2021-07-15
D/A
$0.00
Yes
$0.00
Yes