Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WATERFORD CAPITAL, INC.
21687
EDWARD W. BUTOWSKY
1660615
WATERFORD CAPITAL, INC.
21687
EDWARD W. BUTOSKKY
1660615
WATERFORD CAPITAL, INC.
21687
EDWARD W. BUTOWSKY
1660615
WATERFORD CAPITAL, INC.
21687
EDWARD W. BUTOWSKY
1660615
WATERFORD CAPITAL, INC.
21687
EDWARD BUTOWSKY
1660615
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-02-14
D/A
$7,568,073.00
Yes
$0.00
No
2025-02-14
D/A
$2,086,578.00
Yes
$0.00
No
2024-12-09
D/A
$7,161,155.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2023.
2024-12-09
D/A
$1,943,888.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2023.
2024-03-27
D
$7,161,155.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2023.
2024-03-27
D
$1,943,888.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2023.
2023-03-28
D
$1,822,618.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2022.
2023-03-28
D
$6,770,712.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2022.
2022-03-31
D/A
$1,704,500.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2021.
2022-03-31
D/A
$6,380,555.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2021.
2022-03-31
D
$1,704,500.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2021.
2022-03-31
D
$6,380,555.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2021.
2021-03-29
D/A
$6,007,380.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2020.
2021-03-29
D/A
$1,583,637.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2020.
2020-03-26
D/A
$5,584,340.00
Yes
$0.00
No
THE SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2019.
2020-03-26
D/A
$1,413,726.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2019.
2019-03-26
D
$1,217,556.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2018.
2019-03-26
D
$5,085,697.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2018.
2018-03-28
D
$1,032,013.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2016.
2018-03-28
D
$4,524,852.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2016.
2018-03-28
D
$1,487,912.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 2017.
2018-03-28
D/A
$1,032,013.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2017.
2018-03-28
D/A
$4,524,852.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2017.
2017-03-29
D
$834,563.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2016.
2017-03-29
D
$97,528.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS 2016 PAYMENTS.
2017-03-29
D
$3,885,495.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2016.
2016-03-31
D
$49,669.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS 2015 PAYMENTS.
2016-03-31
D
$3,211,680.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2015.
2016-03-31
D
$636,240.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2015.
2015-09-16
D/A
$2,454,720.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2014 TO EXTERNAL MARKETERS ONLY.
2015-03-30
D/A
$450,063.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2014 TO EXTERNAL MARKETERS ONLY.
2015-03-30
D/A
$2,454,720.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2014 TO EXTERNAL MARKETERS ONLY.
2015-03-27
D
$973,240.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS 2014 PAYMENTS TO EXTERNAL MARKETERS ONLY.
2015-03-27
D
$205,921.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS 2014 PAYMENTS TO EXTERNAL MARKETERS ONLY.
2015-03-27
D/A
$205,921.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS 2014 PAYMENTS TO EXTERNAL MARKETERS ONLY.
2015-03-27
D
$8,310.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS 2014 PAYMENTS TO EXTERNAL MARKETERS ONLY.
2013-06-24
D
$424,575.00
No
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS TO EXTERNAL MARKETERS ONLY.
2013-06-24
D
$78,270.00
No
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS TO EXTERNAL MARKETERS ONLY.
2012-06-06
D/A
$413,041.00
No
$0.00
No
THIS EXCLUDES INTERNAL MARKETING STAFF WHO ARE PAID COMPENSATION, BUT NOT COMMISSION, FOR THEIR DUTIES.
2012-06-06
D/A
$18,893.00
No
$0.00
No
THIS EXCLUDES INTERNAL MARKETING STAFF WHO ARE PAID COMPENSATION, BUT NOT COMMISSION, FOR THEIR DUTIES.
2011-10-21
D/A
$2,543.00
No
$0.00
No
THIS EXCLUDES INTERNAL MARKETING STAFF WHO ARE PAID COMPENSATION, BUT NOT COMMISSION, FOR THEIR DUTIES.
2011-10-20
D/A
$195,430.00
No
$0.00
No
THIS EXCLUDES INTERNAL MARKETING STAFF WHO ARE PAID COMPENSATION, BUT NOT COMMISSION, FOR THEIR DUTIES.
2010-09-10
D/A
$0.00
No
$38,796.00
No
THIS EXCLUDES INTERNAL MARKETING STAFF WHO ARE PAID COMPENSATION, BUT NOT COMMISSION, FOR THEIR DUTIES.