Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
FIRST ALLIED SECURITIES INC.
32444
MARK CHAMBERLAIN
1655738
FIRST ALLIED SECURITIES INC.
32444
MARK CHAMBERLAIN
1655738
FIRST ALLIED SECURITIES INC.
32444
MARK CHAMBERLAIN
1655738
FIRST ALLIED SECURITIES, INC.
32444
MARK WILLIAM CHAMBERLAIN
1655738
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$4,776,196.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $663,311 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
D/A
$0.00
No
$0.00
No
AS OF 1/6/2010, ADVANCED EQUITIES, INC., WILL BE PAID $269,781.40 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $324,091.47, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 1/5/2010, ADVANCED EQUITIES, INC. WILL BE PAID $812,084.12 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $300,000.00, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 11/23/2009, ADVANCED EQUITIES, INC. WILL BE PAID $774,385.60 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $316,000.00, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 12/11/2009, ADVANCED EQUITIES, INC., WILL BE PAID $247,529.34 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $329,724.54, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 11/23/2009, ADVANCED EQUITIES, INC., WILL BE PAID $186,214.76 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $262,670.42, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 11/23/2009, ADVANCED EQUITIES, INC. WILL BE PAID $596,713.71 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $224,320.00, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D
$0.00
No
$0.00
No
AS OF 11/9/2009, ADVANCED EQUITIES, INC. WILL BE PAID $106,000 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $108,000, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D
$0.00
No
$0.00
No
AS OF 11/9/2009, ADVANCED EQUITIES, INC., WILL BE PAID $68,150 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $132,500, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
