Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
MICHAEL WEGNER
1638972
FIRST ALLIED SECURITIES INC.
32444
MICHAEL WEGNER
1638972
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-05-11
D
$16,584.00
No
$0.00
No
2009-08-04
D/A
$546,110.00
Yes
$0.00
No