Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
MACQUARIE CAPITAL (USA) INC.
36368
MACQUARIE FUND ADVISERS PTY LTD
163507
NONE
NONE
MACQUARIE FUND ADVISERS PTY LIMITED
163507
NONE
NONE
MACQUARIE FUND ADVISERS PTY LIMITED
163507
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
No
$0.00
No
MACQUARIE AFFILIATES LISTED IN ITEM 12 ARE COMPENSATED ON A COST PLUS BASIS; SUCH COMPENSATION, AND COMPENSATION PAID TO THIRD PARTIES LISTED IN ITEM 12, ARE BORNE BY MACQUARIE AND NOT THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
MACQUARIE AFFILIATES LISTED IN ITEM 12 ARE COMPENSATED ON A COST PLUS BASIS; SUCH COMPENSATION, AND COMPENSATION PAID TO THIRD PARTIES LISTED IN ITEM 12, ARE BORNE BY MACQUARIE AND NOT THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
MACQUARIE AFFILIATES LISTED IN ITEM 12 ARE COMPENSATED ON A COST PLUS BASIS; SUCH COMPENSATION, AND COMPENSATION PAID TO THIRD PARTIES LISTED IN ITEM 12, ARE BORNE BY MACQUARIE AND NOT THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
MACQUARIE AFFILIATES LISTED IN ITEM 12 ARE COMPENSATED ON A COST PLUS BASIS; SUCH COMPENSATION, AND COMPENSATION PAID TO THIRD PARTIES LISTED IN ITEM 12, ARE BORNE BY MACQUARIE AND NOT THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
MACQUARIE AFFILIATES RECEIVING SALES COMPENSATION ARE COMPENSATED BASED ON TIME SPENT PLUS A FIXED PERCENTAGE MARK-UP OF THE COST OF SUCH TIME; SUCH COMPENSATION AND PICTON-S, IS BORNE BY THE GENERAL PARTNER AND ITS AFFILIATES AND NOT THE FUND-S INVESTORS
