Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
AGAVE PARTNERS HOLDINGS
163506
NONE
NONE
AGAVE PARTNERS HOLDMGS
163506
NONE
NONE
AGAVE PARTNERS HOLDINGS
163506
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-06-10
D/A
$0.00
No
$0.00
No
2016-06-10
D/A
$0.00
No
$0.00
No
2016-06-10
D/A
$0.00
Yes
$0.00
No
2016-01-13
D
$0.00
No
$0.00
No
2015-06-11
D/A
$0.00
Yes
$0.00
No
2015-06-11
D/A
$0.00
No
$0.00
No
2015-06-11
D/A
$0.00
No
$0.00
No
2015-06-11
D/A
$0.00
No
$0.00
No
2015-06-11
D/A
$0.00
No
$0.00
No
2015-06-11
D/A
$0.00
No
$0.00
No
2015-06-11
D/A
$0.00
No
$0.00
No
2015-06-11
D/A
$0.00
No
$0.00
No
2015-04-16
D/A
$0.00
Yes
$0.00
No
2015-03-13
D/A
$0.00
No
$0.00
No
2015-03-10
D/A
$0.00
No
$0.00
No
2015-02-10
D/A
$0.00
No
$0.00
No
THE ISSUER HAD A PREVIOUS PLACEMENT AGENT RELATIONSHIP WITH BTIG/FUSION PARTNERS, WHICH TERMINATED IN APRIL 2014.
2014-08-15
D/A
$0.00
Yes
$0.00
No
THE ISSUER HAD A PREVIOUS PLACEMENT AGENT RELATIONSHIP WITH BTIG/FUSION PARTNERS, WHICH TERMINATED IN APRIL 2014.
2014-08-15
D
$0.00
No
$0.00
No
2014-07-18
D/A
$0.00
No
$0.00
No
THE ISSUER HAD A PREVIOUS PLACEMENT AGENT RELATIONSHIP WITH BTIG/FUSION PARTNERS, WHICH TERMINATED IN APRIL 2014.
2014-06-26
D/A
$0.00
No
$0.00
No
2014-05-16
D/A
$0.00
No
$0.00
No
THE ISSUER HAD A PREVIOUS PLACEMENT AGENT RELATIONSHIP WITH BTIG/FUSION PARTNERS, WHICH TERMINATED IN APRIL 2014.
2014-03-14
D
$0.00
Yes
$0.00
No
2014-03-10
D/A
$0.00
No
$0.00
No
2013-08-15
D/A
$0.00
No
$0.00
No