Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DEMPSEY LORD SMITH, LLC
141238
DUVAN L. BROCK
1632101
Companies
Company Name
ADAM SMITH VENTURES, LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-01-08
D/A
$231,465.00
Yes
$0.00
No
2014-01-08
D
$231,465.00
Yes
$0.00
No