Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
MCG SECURITIES, LLC
163144
MCG SECURITIES, LLC - MERION CAPITAL GROUP
163144
MCG SECURITIES, LLC - MERION CAPITAL GROUP
163144
NONE
NONE
MCG SECURITIES LLC D/B/A MERION CAPITAL GROUP
163144
NONE
NONE
MCG SECURITIES LLC D/B/A MERION CAPITAL GROUP
163144
MCG SECURITIES, LLC
163144
MCG SECURITIES, LLC
163144
NONE
NONE
MCG SECURITIES LLC D/B/A MERION CAPITAL GROUP
163144
MCG SECURITIES LLC
163144
MCG SECURITIES LLC
163144
MCG SECURITIES LLC D/B/A MERIAN CAPITAL GROUP
163144
MCG SECURITIES LLC D/B/A MERION CAPITAL GROUP
163144
MCG SECURITIES LLC
163144
RICHARD S. CHEBOOKJIAN
1374576
MCG SECURITIES LLC
163144
MCG SECURITIES LLC
163144
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-02-12
D/A
$88,663.00
Yes
$0.00
Yes
2019-11-13
D/A
$24,372.00
Yes
$0.00
No
2019-11-01
D
$50,000.00
Yes
$0.00
No
2019-08-09
D/A
$101,545.00
Yes
$0.00
No
AMOUNT OF COMMISSIONS REPORTED IS THE AMOUNT PAID THROUGH JUNE 30, 2019
2019-02-12
D/A
$43,000.00
Yes
$0.00
Yes
2019-01-02
D/A
$2,152,583.00
No
$0.00
No
2018-11-13
D/A
$13,132.00
Yes
$0.00
No
2018-08-10
D/A
$66,773.00
No
$0.00
No
2018-02-14
D
$13,500.00
Yes
$0.00
Yes
ALTHOUGH NOT YET PAID, THE ISSUER IS OBLIGATED TO MAKE PAYMENTS TO THE LISTED BROKER IN THE APPROXIMATE AMOUNT OF $13,500 BY 1/31/2019
2017-11-13
D/A
$7,297.00
Yes
$0.00
No
2017-08-11
D/A
$15,558.00
No
$0.00
No
2017-08-11
D/A
$83,008.00
No
$0.00
No
2016-11-10
D/A
$4,734.00
Yes
$0.00
No
2016-08-11
D/A
$3,467.00
No
$0.00
No
2016-08-11
D/A
$3,367.00
No
$0.00
No
2016-01-14
D
$0.00
No
$0.00
No
ALTHOUGH THE ISSUER HAS ENTERED INTO AN ARRANGEMENT WITH A BROKER FOR THE SALE OF ITS SECURITIES, NO COMMISSIONS HAVE BEEN PAID AS AT THIS DATE.
2016-01-14
D
$0.00
No
$0.00
No
ALTHOUGH THE ISSUER HAS ENTERED INTO AN ARRANGEMENT WITH A BROKER FOR THE SALE OF ITS SECURITIES, NO COMMISSIONS HAVE BEEN PAID AS AT THIS DATE.
2015-11-12
D/A
$0.00
No
$0.00
No
2015-10-02
D
$0.00
No
$0.00
No
2015-08-11
D
$0.00
No
$0.00
No
2014-11-17
D
$0.00
No
$0.00
No
2014-06-16
D
$10,000.00
Yes
$0.00
No
SUCCESS FEE OF $10,000 UPON CLOSING; NO COMMISSIONS ON CLASS B UNITS SUBSCRIBED BY DIRECTORS, OFFICERS, OR ORGANIZERS, BUT 5% OF AMOUNTS RAISED FROM OTHERS; 15,000 CLASS B UNITS; RIGHT TO APPOINT 1 DIRECTOR; WARRANTS TO PURCHASE CERTAIN CLASS C UNITS.
2013-07-01
D
$0.00
Yes
$0.00
Yes
2013-06-20
D
$315,000.00
No
$0.00
No