Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
JAMES WILLIAMS
1631008
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-03-09
D
$0.00
No
$0.00
No
A ONE TIME MANAGEMENT FEE IS PAID TO THE MANAGER OF THE ISSUER EQUAL TO 2% OF THE TOTAL CAPITAL CONTRIBUTIONS. THE MANAGER SHALL PAY NEWBRIDGE SECURITIES CORPORATION FEES EQUALING 10% AS FOLLOWS: 6% SELLING COMMISSION AND 4% PLACEMENT AGENT FEE.
2021-04-22
D
$1,555,827.00
No
$0.00
No
A ONE TIME MANAGEMENT FEE IS PAID TO THE MANAGER OF THE ISSUER EQUAL TO 2% OF THE TOTAL CAPITAL CONTRIBUTIONS. THE MANAGER SHALL PAY NEWBRIDGE SECURITIES CORPORATION FEES EQUALING 10% AS FOLLOWS: 6% SELLING COMMISSION AND 4% PLACEMENT AGENT FEE.
2020-11-25
D
$431,862.00
No
$0.00
No
A ONE TIME MANAGEMENT FEE IS PAID TO THE MANAGER OF THE ISSUER EQUAL TO 2% OF THE TOTAL CAPITAL CONTRIBUTIONS. THE MANAGER SHALL PAY NEWBRIDGE SECURITIES CORPORATION FEES EQUALING 10% AS FOLLOWS: 6% SELLING COMMISSION AND 4% PLACEMENT AGENT FEE.
2020-11-25
D
$822,854.00
No
$0.00
No
A ONE TIME MANAGEMENT FEE IS PAID TO THE MANAGER OF THE ISSUER EQUAL TO 2% OF THE TOTAL CAPITAL CONTRIBUTIONS. THE MANAGER SHALL PAY NEWBRIDGE SECURITIES CORPORATION FEES EQUALING 10% AS FOLLOWS: 6% SELLING COMMISSION AND 4% PLACEMENT AGENT FEE.
2020-08-17
D
$239,413.00
No
$0.00
No
A ONE TIME MANAGEMENT FEE IS PAID TO THE MANAGER OF THE ISSUER EQUAL TO 2% OF THE TOTAL CAPITAL CONTRIBUTIONS. THE MANAGER SHALL PAY NEWBRIDGE SECURITIES CORPORATION FEES EQUALING 10% AS FOLLOWS: 6% SELLING COMMISSION AND 4% PLACEMENT AGENT FEE.
2020-07-02
D
$873,107.00
No
$0.00
No
A ONE TIME MANAGEMENT FEE IS PAID TO THE MANAGER OF THE ISSUER EQUAL TO 2% OF THE TOTAL CAPITAL CONTRIBUTIONS. THE MANAGER SHALL PAY NEWBRIDGE SECURITIES CORPORATION FEES EQUALING 10% AS FOLLOWS: 6% SELLING COMMISSION AND 4% PLACEMENT AGENT FEE.