Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GIRARD SECURITIES, INC.
18697
LUM, MATTHEW J.
1622477
GIRARD SECURITIES, INC.
18697
MATTHEW J. LUM
1622477
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2009-09-29
D
$2,501,049.00
Yes
$325,000.00
Yes
2009-06-08
D/A
$1,860,000.00
No
$0.00
No
2009-04-23
D
$1,860,000.00
No
$0.00
No