Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FINANCIAL WEST GROUP
16668
HAL PHILIP MASOVER
1621251
FINANCIAL WEST GROUP
16668
HAL P. MASOVER
1621251
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$250,000.00
Yes
$0.00
No
INCLUDES SALES COMMISSIONS, MARKETING ALLOWANCES, DUE DILIGENCE EXPENSE ALLOWANCES AND MANAGING BROKER DEALER FEES. BASED ON MAXIMUM OFFERING AMOUNT.
D/A
$250,000.00
Yes
$0.00
No
INCLUDES SALES COMMISSIONS, MARKETING ALLOWANCES, DUE DILIGENCE EXPENSE ALLOWANCES AND MANAGING BROKER DEALER FEES. BASED ON MAXIMUM OFFERING AMOUNT.
D/A
$250,000.00
Yes
$0.00
No
INCLUDES SALES COMMISSIONS, MARKETING ALLOWANCES, DUE DILIGENCE EXPENSE ALLOWANCES AND MANAGING BROKER DEALER FEES. BASED ON MAXIMUM OFFERING AMOUNT.