Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NEWBRIDGE SECURITIES CORPORATION
104065
PETER L. GOFFIN
1617710
NEWBRIDGE SECURITIES CORPORATION
104065
PETER L GOFFIN
1617710
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-03-28
D/A
$5,302,325.00
Yes
$0.00
No
2023-03-02
D/A
$1,372,991.00
Yes
$0.00
No
2021-09-28
D/A
$4,437,461.00
Yes
$0.00
No
2020-07-17
D/A
$5,571,207.00
Yes
$0.00
No