Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ROBERT HAWORTH SHORTLE
1599701
PERICULUM ADVISORS, LLC
43362
ROBERT HAWORTH SHORTLE
1599701
PERICULUM ADVISORS, LLC
43362
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-11-05
D
$112,500.00
No
$0.00
No
2013-10-21
D/A
$250,000.00
Yes
$0.00
No
5% OF THE TOTAL PROCEEDS RAISED WITH A MAXIMUM AMOUNT OF $250000
2013-08-05
D/A
$175,000.00
Yes
$0.00
No
5% OF THE TOTAL PROCEEDS RAISED WITH A MAXIMUM AMOUNT OF $175,000.
2013-06-14
D/A
$175,000.00
Yes
$0.00
No
5% OF THE TOTAL PROCEEDS RAISED WITH A MAXIMUM AMOUNT OF $175,000.
2013-06-14
D
$175,000.00
No
$0.00
No
2013-01-28
D
$150,000.00
No
$0.00
No
CASH FEE OF 10% OF TOTAL CONVERTIBLE DEBT RAISED PLUS EXPENSES AND 10% OF FOUNDERS- UNITS