Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SIGULER GUFF GLOBAL MARKETS, LLC
159534
N/A
NONE
SIGULER GUFF GLOBAL MARKETS, LLC
159534
N/A
NONE
SIGULER GUFF GLOBAL MARKETS, LLC
159534
N/A
NONE
SIGULER GUFF GLOBAL MARKETS, LLC
159534
N/A
NONE
SIGULER GUFF GLOBAL MARKETS, LLC
159534
SIGULER GUFF GLOBAL MARKETS, LLC
159534
NONE
NONE
SIGULER GUFF GLOBAL MARKETS, LLC
159534
NONE
NONE
SIGULER GUFF GLOBAL MARKETS, LLC
159534
NONE
NONE
SIGULER GUFF GLOBAL MARKETS, LLC
159534
Companies
Company Name
SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNITIES FUND II, LP
SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNITIES FUND II-A HOLDINGS, LP
SIGULER GUFF BRAZIL SPECIAL SITUATIONS FUND, LP
SIGULER GUFF ENERGY OPPORTUNITIES FUND, LP
SIGULER GUFF ENERGY OPPORTUNITIES HOLDINGS, LP
SIGULER GUFF DISTRESSED REAL ESTATE OPPORTUNITIES FUND IIB (T), LP
SIGULER GUFF DISTRESSED REAL ESTATE OPPORTUNITIES FUND IIB, LP
SIGULER GUFF DISTRESSED REAL ESTATE OPPORTUNITIES FUND IIB (E), LP
SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNITIES FUND, LP
SIGULER GUFF SBCOF PARALLEL FUND, LP
SIGULER GUFF GLOBAL EMERGING MARKETS OPPORTUNITIES FUND IV (DE), LP
SIGULER GUFF GLOBAL EMERGING MARKETS OPPORTUNITIES FUND IV (CAYMAN), LP
SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND III, LP
SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND III (F), LP
SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND III (T), LP
SG DELTA ENERGY CO-INVESTMENT FUND, LP
SIGULER GUFF DISTRESSED OPPORTUNITIES FUND V (P), LP
SIGULER GUFF DISTRESSED OPPORTUNITIES FUND V (T), LP
SIGULER GUFF DISTRESSED OPPORTUNITIES FUND V (F), LP
SIGULER GUFF DISTRESSED OPPORTUNITIES FUND V, LP
SIGULER GUFF SECONDARY OPPORTUNITIES FUND (DE), LP
SIGULER GUFF SECONDARY OPPORTUNITIES FUND (CAYMAN), LP
SIGULER GUFF SECONDARY OPPORTUNITIES FUND (TE), LP
SIGULER GUFF DREOF II CO-INVESTMENT FUND (T), LP
SIGULER GUFF DREOF II CO-INVESTMENT FUND, LP
SIGULER GUFF DREOF II CO-INVESTMENT FUND (E), LP
SIGULER GUFF TRADE FINANCE OPPORTUNITIES FUND, LP
SIGULER GUFF DISTRESSED REAL ESTATE OPPORTUNITIES FUND II, LP
SIGULER GUFF DISTRESSED REAL ESTATE OPPORTUNITIES FUND II (T), LP
SIGULER GUFF DISTRESSED REAL ESTATE OPPORTUNITIES FUND II (E), LP
SIGULER GUFF BRIC OPPORTUNITIES FUND III, LP
SIGULER GUFF BRIC OPPORTUNITIES FUND III (T), LP
SG GLOBAL MOBILITY CO-INVESTMENT FUND, LP
SG VIDEO CONTENT (INDIA) CO-INVESTMENT FUND, LP
SG HARRIS CORNERS CO-INVESTMENT FUND, LP
SIGULER GUFF GLOBAL EMERGING MARKETS CO-INVESTMENT FUND (A), LP
SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND IV, LP
SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND IV (T), LP
SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND IV (F), LP
SIGULER GUFF SMALL BUYOUT OPPORTUNITIES IV (EU), SCSP
SIGULER GUFF BRAZIL SPECIAL SITUATIONS FUND II, LP
SIGULER GUFF SBIC FUND, LP
SIGULER GUFF GLOBAL EMERGING MARKETS CO-INVESTMENT FUND (B), LP
SIGULER GUFF GLOBAL EMERGING MARKETS GROWTH OPPORTUNITIES FUND II (A), LP
SIGULER GUFF GLOBAL EMERGING MARKETS GROWTH OPPORTUNITIES FUND II (B), LP
SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNITIES FUND III, LP
SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNITIES FUND III (F), LP
SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNITIES FUND III (F) HOLDINGS, LP
SIGULER GUFF SBIC FUND II, LP
SG DELTA ENERGY CO-INVESTMENT OPPORTUNITY II, LP
SG FACILITIES SERVICES CO-INVESTMENT FUND, LP
SIGULER GUFF BRAZIL SPECIAL SITUATIONS FUND III, LP
SIGULER GUFF BRAZIL SPECIAL SITUATIONS FUND III (CAYMAN), LP
SIGULER GUFF WAYPOINT HOLDINGS, LP
SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND V, LP
SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND V (F), LP
SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND V (T), LP
SIGULER GUFF CONSIGNADO OPPORTUNITIES FUND, LP
SIGULER GUFF TACTICAL CREDIT EVERGREEN FUND, LP
SIGULER GUFF SMALL BUYOUT DIRECT OPPORTUNITIES FUND, LP
SIGULER GUFF SMALL BUYOUT DIRECT OPPORTUNITIES FUND (T), LP
SIGULER GUFF SMALL BUYOUT DIRECT OPPORTUNITIES FUND (F), LP
SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND VI, LP
SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND VI (F), LP
SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND VI (T), LP
SIGULER GUFF BRAZIL SHORT DURATION FUND, LP
SG COWBOY CO-INVESTMENT FUND II, LP
SG COWBOY CO-INVESTMENT HOLDINGS II, LP
SG CENTURY CO-INVESTMENT FUND, LP
SIGULER GUFF SMALL BUSINESS CREDIT IMPACT FUND, LP
SIGULER GUFF SMALL BUSINESS CREDIT IMPACT FUND (F), LP
SIGULER GUFF SMALL BUSINESS CREDIT IMPACT FUND (F) HOLDINGS, LP
SG BRAVO CO-INVESTMENT FUND, LP
SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNITIES FUND III (INSURANCE) HOLDINGS, LP
SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNITIES FUND III (JPN) HOLDINGS, LP
SIGULER GUFF SMALL BUSINESS RURAL INVESTMENT FUND, LP
People
Name
N/A SIGULER GUFF + COMPANY, LP
N/A SIGULER GUFF SBCOF II MEZZ GP, LLC
ANDREW JOSEPH GUFF
GEORGE WILLIAM SIGULER
DONALD PAUL SPENCER
KENNETH JAMES BURNS
N/A SIGULER GUFF BRAZIL SPECIAL SITUATIONS FUND GP, LLC
N/A SIGULER GUFF ENERGY OPPORTUNITIES FUND GP, LLC
N/A SIGULER GUFF DREOF IIB GP, LLC
N/A SIGULER GUFF SBCOF GP, LLC
N/A SIGULER GUFF GEM IV GP, LLC
KENNETH BURNS
N/A SIGULER GUFF SBOF III GP, LLC
N/A SIGULER GUFF DELTA ENERGY CO-INVESTMENT GP, LLC
N/A SIGULER GUFF DOF V GP, LLC
N/A SIGULER GUFF SOF GP, LLC
N/A SIGULER GUFF DREOF II CO-INVESTMENT GP, LLC
JAY LEE KOH
N/A SIGULER GUFF TFOF GP, LLC
N/A SIGULER GUFF DREOF II GP, LLC
N/A SIGULER GUFF BRIC III GP, LLC
N/A SIGULER GUFF + COMPANY
N/A SIGULER GUFF GLOBAL MOBILITY GP, LLC
GEORGE SIGULER
N/A SIGULER GUFF VIDEO CONTENT (INDIA) GP, LLC
N/A SIGULER GUFF HARRIS CORNERS GP, LLC
N/A SIGULER GUFF GEMCO GP, LLC
N/A SIGULER GUFF SBOF IV GP, LLC
N/A SIGULER GUFF SBOF IV LUX GP SARL
N/A SIGULER GUFF BRAZIL SPECIAL SITUATIONS II GP, LLC
N/A COMPANY SIGULER GUFF SBIC GP, LLC
N/A N/A SIGULER GUFF + COMPANY, LP
N/A N/A SIGULER GUFF GLOBAL EMERGING MARKETS CO-INVESTMENT FUND B GP, LLC
N/A SIGULER GUFF GEMGO II GP, LLC
N/A SIGULER GUFF SBCOF III GP, LLC
N/A SIGULER GUFF SBIC II GP, LLC
N/A SG DELTA ENERGY CO-INVESTMENT II GP, LLC
N/A SG FACILITIES SERVICES CO-INVESTMENT GP, LLC
N/A SIGULER GUFF BRAZIL SPECIAL SITUATIONS III GP, LLC
N/A SIGULER GUFF WAYPOINT GP, LLC
N/A SIGULER GUFF SBOF V GP, LLC
N/A SIGULER GUFF ADVISERS, LLC
N/A SIGULER GUFF CONSIGNADO GP, LLC
N/A SIGULER GUFF TCEF GP, LLC
N/A SIGULER GUFF SBDOF GP, LLC
N/A SIGULER GUFF SBOF VI GP, LLC
N/A SIGULER GUFF BSDF GP, LLC
N/A SG COWBOY CO-INVESTMENT FUND II GP, LLC
N/A SIGULER GUFF CENTURY GP, LLC
N/A SIGULER GUFF SBCIF GP, LLC
N/A SIGULER GUFF BRAVO GP, LLC
N/A SIGULER GUFF RBIC GP, LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-07-07
D
$0.00
No
$0.00
No
2026-06-03
D/A
$0.00
No
$0.00
No
2026-04-14
D/A
$0.00
No
$0.00
No
2026-04-14
D/A
$0.00
No
$0.00
No
2026-04-14
D/A
$0.00
No
$0.00
No
2026-03-27
D
$0.00
No
$0.00
No
2026-03-27
D
$0.00
No
$0.00
No
2026-03-17
D
$0.00
No
$0.00
No
2025-12-23
D/A
$267,333.00
No
$0.00
No
2025-12-23
D/A
$267,333.00
No
$0.00
No
2025-12-23
D/A
$267,333.00
No
$0.00
No
2025-09-24
D/A
$0.00
No
$0.00
No
2025-08-13
D
$0.00
No
$0.00
No
2025-08-13
D
$0.00
No
$0.00
No
2025-08-12
D
$0.00
No
$0.00
No
2025-07-30
D/A
$103,319.00
No
$0.00
No
2025-07-30
D/A
$103,319.00
No
$0.00
No
2025-06-03
D/A
$0.00
No
$0.00
No
2025-05-06
D/A
$0.00
No
$0.00
No
2025-05-06
D/A
$0.00
No
$0.00
No
2025-05-06
D/A
$0.00
No
$0.00
No
2025-01-06
D/A
$0.00
No
$0.00
No
2025-01-06
D/A
$0.00
No
$0.00
No
2024-10-24
D
$0.00
No
$0.00
No
2024-09-25
D
$0.00
No
$0.00
No
2024-07-29
D/A
$103,319.00
No
$0.00
No
2024-07-29
D/A
$103,319.00
No
$0.00
No
2024-07-24
D/A
$1,765,023.00
Yes
$0.00
No
2024-07-24
D/A
$1,765,023.00
Yes
$0.00
No
2024-07-24
D/A
$1,765,023.00
Yes
$0.00
No
2024-07-24
D/A
$1,765,023.00
Yes
$0.00
No
2024-07-24
D/A
$1,765,023.00
Yes
$0.00
No
2024-07-12
D/A
$0.00
No
$0.00
No
2024-06-11
D
$0.00
No
$0.00
No
2024-05-01
D
$0.00
No
$0.00
No
2024-05-01
D
$0.00
No
$0.00
No
2024-05-01
D
$0.00
No
$0.00
No
2024-01-09
D/A
$0.00
No
$0.00
No
2024-01-09
D/A
$0.00
No
$0.00
No
2023-11-14
D/A
$243,688.00
Yes
$0.00
No
2023-11-14
D/A
$243,688.00
Yes
$0.00
No
2023-11-14
D/A
$243,688.00
Yes
$0.00
No
2023-08-09
D
$0.00
No
$0.00
No
2023-08-09
D
$0.00
No
$0.00
No
2023-07-14
D
$0.00
No
$0.00
No
2023-02-16
D
$0.00
No
$0.00
No
2023-01-25
D
$0.00
No
$0.00
No
2023-01-12
D
$0.00
No
$0.00
No
2023-01-12
D
$0.00
No
$0.00
No
2022-11-17
D
$0.00
Yes
$0.00
No
2022-11-17
D
$0.00
Yes
$0.00
No
2022-11-17
D
$0.00
Yes
$0.00
No
2022-08-17
D
$0.00
No
$0.00
No
2022-08-05
D/A
$11,514,474.00
No
$0.00
No
2022-08-05
D/A
$11,514,474.00
No
$0.00
No
2022-08-05
D/A
$11,514,474.00
No
$0.00
No
2022-02-11
D
$0.00
No
$0.00
No
2022-02-11
D
$0.00
No
$0.00
No
2022-02-11
D
$0.00
No
$0.00
No
2022-01-12
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERINGS PROCEEDS.
2022-01-06
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERINGS PROCEEDS.
2022-01-06
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERINGS PROCEEDS.
2022-01-06
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERINGS PROCEEDS.
2021-05-10
D/A
$0.00
No
$0.00
No
2021-05-05
D
$0.00
No
$0.00
No
2020-11-06
D/A
$0.00
No
$0.00
No
2020-09-23
D/A
$0.00
No
$0.00
No
2020-09-01
D/A
$0.00
No
$0.00
No
2020-08-25
D
$0.00
No
$0.00
No
2020-08-18
D/A
$0.00
No
$0.00
No
2020-04-03
D/A
$540,000.00
Yes
$0.00
No
2020-04-03
D/A
$0.00
No
$0.00
No
2020-01-13
D/A
$3,300,000.00
Yes
$0.00
No
2020-01-13
D/A
$3,300,000.00
Yes
$0.00
No
2020-01-13
D/A
$3,300,000.00
Yes
$0.00
No
2020-01-13
D/A
$3,300,000.00
Yes
$0.00
No
2019-09-26
D/A
$0.00
No
$0.00
No
2019-09-26
D
$0.00
No
$0.00
No
2019-08-26
D/A
$2,800,000.00
Yes
$0.00
No
2019-08-26
D/A
$2,800,000.00
Yes
$0.00
No
2019-08-26
D/A
$2,800,000.00
Yes
$0.00
No
2019-08-26
D/A
$2,800,000.00
Yes
$0.00
No
2019-08-16
D
$0.00
No
$0.00
No
2019-07-12
D
$0.00
No
$2,800,000.00
Yes
2019-07-12
D
$0.00
No
$2,800,000.00
Yes
2019-07-12
D
$0.00
No
$2,800,000.00
Yes
2019-07-12
D
$0.00
No
$2,800,000.00
Yes
2019-05-01
D/A
$0.00
No
$0.00
No
2019-04-12
D/A
$0.00
No
$0.00
No
2019-04-10
D/A
$0.00
No
$0.00
No
2019-04-10
D/A
$0.00
No
$0.00
No
2019-03-01
D
$540,000.00
Yes
$0.00
No
2019-03-01
D
$0.00
No
$0.00
No
2019-01-23
D/A
$0.00
No
$0.00
No
2019-01-23
D/A
$0.00
No
$0.00
No
2019-01-23
D/A
$0.00
No
$0.00
No
2018-10-19
D/A
$0.00
No
$0.00
No
2018-10-19
D/A
$0.00
No
$0.00
No
2018-10-19
D/A
$0.00
No
$0.00
No
2018-10-03
D/A
$0.00
No
$0.00
No
2018-03-02
D/A
$775,000.00
Yes
$0.00
No
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH SIGULER GUFF GLOBAL MARKETS LLC. HOWEVER, SIGULER GUFF GLOBAL MARKETS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
2018-03-02
D/A
$775,000.00
Yes
$0.00
No
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH SIGULER GUFF GLOBAL MARKETS LLC. HOWEVER, SIGULER GUFF GLOBAL MARKETS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
2018-03-02
D/A
$775,000.00
Yes
$0.00
No
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH SIGULER GUFF GLOBAL MARKETS LLC. HOWEVER, SIGULER GUFF GLOBAL MARKETS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
2018-01-12
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERINGS PROCEEDS.
2018-01-12
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2017-12-19
D/A
$0.00
No
$0.00
No
2017-12-01
D
$0.00
No
$0.00
No
2017-11-20
D
$0.00
No
$0.00
No
2017-10-30
D/A
$0.00
No
$0.00
No
2017-10-30
D/A
$0.00
No
$0.00
No
2017-10-30
D/A
$0.00
No
$0.00
No
2017-10-10
D
$0.00
No
$0.00
No
2017-10-06
D
$0.00
No
$0.00
No
2017-10-04
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2017-10-04
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS
2017-10-03
D/A
$0.00
No
$0.00
No
2017-10-03
D/A
$0.00
No
$0.00
No
2017-10-03
D/A
$0.00
No
$0.00
No
2017-09-22
D
$0.00
No
$0.00
No
2017-09-21
D
$0.00
No
$0.00
No
2017-08-24
D
$0.00
No
$0.00
No
2017-08-02
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2017-08-02
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERINGS PROCEEDS.
2017-08-02
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2017-08-02
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2017-07-07
D/A
$0.00
No
$0.00
No
2017-07-07
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERINGS PROCEEDS.
2017-07-07
D/A
$0.00
No
$0.00
No
2017-07-07
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2017-07-07
D/A
$0.00
No
$0.00
No
2017-07-06
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2017-07-06
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2017-07-05
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2017-07-05
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS
2017-01-04
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-12-21
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-12-21
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS
2016-12-21
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-12-21
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-12-21
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-12-21
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-12-21
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-12-21
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-12-21
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-12-21
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERINGS PROCEEDS.
2016-12-20
D/A
$0.00
No
$0.00
No
2016-12-20
D/A
$0.00
No
$0.00
No
2016-12-20
D/A
$0.00
No
$0.00
No
2016-12-20
D/A
$0.00
No
$0.00
No
2016-12-16
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-12-16
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERINGS PROCEEDS.
2016-12-16
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERINGS PROCEEDS.
2016-10-26
D/A
$0.00
No
$0.00
No
2016-10-26
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-10-26
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERINGS PROCEEDS.
2016-10-26
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-10-26
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-10-25
D/A
$0.00
No
$0.00
No
2016-10-25
D/A
$0.00
No
$0.00
No
2016-10-03
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-09-30
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS
2016-09-30
D/A
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-07-11
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-03-22
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2016-02-05
D
$0.00
No
$0.00
No
2016-02-05
D
$0.00
No
$0.00
No
2016-02-05
D
$0.00
No
$0.00
No
2016-02-05
D
$0.00
No
$0.00
No
2015-12-29
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2015-12-29
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERINGS PROCEEDS.
2015-11-12
D
$0.00
No
$0.00
No
2015-11-12
D
$0.00
No
$0.00
No
2015-11-12
D
$0.00
No
$0.00
No
2015-10-30
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERINGS PROCEEDS.
2015-10-30
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2015-10-29
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2015-10-29
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2015-10-05
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2015-10-02
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS
2015-10-01
D
$0.00
No
$0.00
No
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2015-03-20
D
$0.00
Yes
$0.00
Yes
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2015-01-13
D
$0.00
Yes
$0.00
Yes
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2015-01-13
D
$0.00
Yes
$0.00
Yes
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2015-01-13
D
$0.00
Yes
$0.00
Yes
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2014-11-06
D
$0.00
Yes
$0.00
Yes
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2014-05-02
D
$0.00
Yes
$0.00
Yes
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2014-05-02
D
$0.00
Yes
$0.00
Yes
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2014-04-11
D
$0.00
Yes
$0.00
Yes
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.
2014-04-11
D
$0.00
Yes
$0.00
Yes
SIGULER GUFF GLOBAL MARKETS IS A REGISTERED BROKER-DEALER ACTING AS PLACEMENT AGENT FOR THE ISSUER. CERTAIN OF ITS REPRESENTATIVES RECEIVE COMPENSATION INDIRECTLY BASED ON THE ISSUER-S FUNDRAISING, BUT NO COMPENSATION IS PAID FROM THE OFFERING-S PROCEEDS.