Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

REGIONS SECURITIES LLC
159475
REGIONS SECURITIES LLC
159475
REGIONS SECURITIES LLC
159475
REGIONS SECURITIES LLC
159475
REGIONS SECURITIES LLC
159475
REGIONS SECURITIES LLC
159475
REGIONS SECURITIES LLC
159475
CLEARSIGHT ADVISORS, INC.
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-06-01
D
$1,002,229.00
No
$0.00
No
2016-03-17
D/A
$0.00
No
$0.00
No
2016-03-17
D/A
$0.00
No
$0.00
No
2016-03-17
D/A
$0.00
No
$0.00
No
2016-03-17
D/A
$0.00
No
$0.00
No
2016-03-17
D/A
$0.00
No
$0.00
No
2014-12-23
D/A
$0.00
No
$0.00
No
2014-12-23
D/A
$0.00
No
$0.00
No
2014-12-23
D/A
$0.00
No
$0.00
No
2014-12-23
D/A
$0.00
No
$0.00
No
2014-12-23
D/A
$0.00
No
$0.00
No
2014-12-23
D/A
$0.00
No
$0.00
No
2013-12-23
D/A
$0.00
No
$0.00
No
2013-12-23
D/A
$0.00
No
$0.00
No
2013-12-23
D/A
$0.00
No
$0.00
No
2013-12-23
D/A
$0.00
No
$0.00
No
2013-12-23
D/A
$0.00
No
$0.00
No
2013-12-23
D/A
$0.00
No
$0.00
No