Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CANTONE RESEARCH INC
26314
STEPHEN KING
1590508
CANTONE RESEARCH, INC.
26314
STEPHEN P. KING
1590508
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-08-25
D
$100,000.00
No
$0.00
No
SALES COMMISSIONS WERE PAID IN THE FORM OF ISSUER SECURITIES
2021-09-10
D/A
$147,070.00
No
$0.00
No
IN ADDITION TO THE MAXIMUM CASH COMPENSATION PAYABLE ABOVE, BROKER WILL RECEIVE 4,000 WARRANTS FOR EACH $10,000 OF CONVERTIBLE NOTE SALES, EXERCISABLE AT $0.40 PER SHARE UNTIL AUGUST 4, 2023.
2021-08-17
D
$147,070.00
No
$0.00
No
IN ADDITION TO THE MAXIMUM CASH COMPENSATION PAYABLE ABOVE, BROKER WILL RECEIVE 4,000 WARRANTS FOR EACH $10,000 OF CONVERTIBLE NOTE SALES, EXERCISABLE AT $0.40 PER SHARE UNTIL AUGUST 4, 2023.
2020-10-27
D
$121,590.00
Yes
$0.00
No
IN ADDITION TO THE MAXIMUM CASH COMPENSATION PAYABLE ABOVE, BROKER WILL RECEIVE 4,000 WARRANTS FOR EACH $10,000 OF CONVERTIBLE NOTE SALES, EXERCISABLE AT $0.18 PER SHARE UNTIL OCTOBER 15, 2022.