Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

4G FINANCIAL, INC.
15904
CHRISTOPHER MADRID
4598127
4G FINANCIAL, INC.
15904
DEREK EVANS
5302236
4G FINANCIAL
15904
MATTHEW NICHOLAS
5440814
4G FINANCIAL, INC.
15904
KEVIN PEOPLES
5494676
4G FINANCIAL, INC.
15904
MASON KUEHL
4933913
4G FINANCIAL INC.
15904
CHRISTOPHER R. MADRID
4598127
4G FINANCIAL INC
15904
DEREK L. KUEHL
5510928
4G FINANCIAL INC
15904
JUSTIN W. HILL
5325337
4G FINANCIAL INC
15904
MATTHEW R. NICHOLAS
5440814
4G FINANCIAL INC
15904
KEVIN G. PEOPLES
5494676
4G FINANCIAL INC
15904
MASON L. KUEHL
4933913
4G FINANCIAL
15904
ROBERT C. COON
5532879
4G FINANCIAL
15904
CHRIS MADRID
4598127
4G FINANCIAL
15904
JUSTIN HILL
5325337
4G FINANCIAL
15904
TRENT TRUBENBACH
5452769
4G FINANCIAL
15904
CHRISTOPHER KRUMREI
5447145
4G FINANCIAL
15904
DIRK WILLIAMS
5634525
4G FINANCIAL INC
15904
CHRIS MADRID
4598127
4G FINANCIAL INC
15904
JUSTIN HILL
5325337
4G FINANCIAL INC
15904
MATT NICHOLAS
5440814
4G FINANCIAL INC
15904
KEVIN PEOPLES
5494676
4G FINANCIAL INC
15904
DIRK WILLIAMS
5634525
4G FINANCIAL
15904
MICHAEL LUCIA
4731629
4G FINANCIAL
15904
BRIAN GUINN
2805926
4G FINANCIAL
15904
CHRISTOPHER GRIFFIN
2172225
4G FINANCIAL
15904
CHRIS MADRID
4598127
4G FINANCIAL
15904
JUSTIN HILL
5325337
4G FINANCIAL
15904
KEVIN PEOPLES
5494676
4G FINANCIAL
15904
BRENT GUINN
3151823
4G FINANCIAL
15904
SCOTT JOHNSON
2125760
4G FINANCIAL
15904
HANI FARID
1798559
4G FINANCIAL
15904
KIP CRAWFORD
2937536
4G FINANCIAL
15904
JASON HALL
5519206
4G FINANCIAL
15904
JEREMY ROBINSON
4860877
4G FINANCIAL
15904
BRIAN GUINN
2805926
4G FINANCIAL
15904
CHRIS MADRID
4598127
4G FINANCIAL
15904
JUSTIN HIL
5325337
4G FINANCIAL
15904
KEVIN PEOPLES
5494676
4G FINANCIAL
15904
BRENT GUINN
3151823
4G FINANCIAL
15904
CHRIS MADRID
4598127
4G FINANCIAL
15904
JUSTIN HILL
5325337
4G FINANCIAL
15904
SCOTT JOHNSON
2125760
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-12-30
D/A
$114,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-12-17
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-12-07
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-11-26
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-11-15
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-11-08
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-10-29
D/A
$114,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-10-22
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-10-14
D/A
$161,500.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECITON WITH ANY SALES THEY MAKE.
2010-10-12
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-10-08
D/A
$114,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-09-24
D/A
$161,500.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECITON WITH ANY SALES THEY MAKE.
2010-09-17
D/A
$161,500.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECITON WITH ANY SALES THEY MAKE.
2010-09-08
D/A
$127,500.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECITON WITH ANY SALES THEY MAKE.
2010-08-23
D/A
$127,500.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECITON WITH ANY SALES THEY MAKE.
2010-05-28
D/A
$127,500.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECITON WITH ANY SALES THEY MAKE.
2010-05-21
D
$127,500.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECITON WITH ANY SALES THEY MAKE.
2010-05-04
D/A
$90,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-04-28
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-04-02
D
$72,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-01-22
D
$135,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2009-10-15
D/A
$270,000.00
Yes
$0.00
No
JOINT VENTURE INTERESTS WILL ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE PAID COMMISSION OR COMPENSATION IN CONNECTION WITH THE SALES.
2009-07-28
D
$135,000.00
Yes
$0.00
No
JOINT VENTURE INTERESTS WILL ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE PAID COMMISSION OR COMPENSATION IN CONNECTION WITH THE SALES.
2009-03-30
D
$288,000.00
Yes
$0.00
No
THIS IS THE MAXIMUM AMOUNT OF COMMISSION THE BROKER-DEALER MAY RECEIVE. INTERESTS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL RECEIVED NO COMPENSATION NOR COMMISSION IN CONNECTION WITH THE SALES.
2009-02-04
D
$600,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT OF SALES COMMISSION TO BE PAID IF ALL OF THE JOINT VENTURE INTERESTS ARE SOLD.
2009-01-12
D
$281,250.00
Yes
$0.00
No
THIS IS THE MAXIMUM AMOUNT OF SALES COMMISSION THAT MAY BE PAID TO THE BROKER-DEALER. OFFICERS OF THE ISSUER MAY ALSO MAKE SALES, HOWEVER THEY WILL NOT BE PAID ANY COMMISSIONS NOR COMPENSATION IN CONNECTION WITH THOSE SALES.