Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
TFO CAPITAL LLC
159007
SITUS CAPITAL MANAGEMENT LLC
159007
WILLIAM R. HERRELL III
2909722
NONE
NONE
SITUS CAPITAL MANAGEMENT, LLC
159007
NONE
NONE
SITUS CAPITAL MANAGEMENT LLC
159007
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-11-07
D
$80,000.00
No
$0.00
No
2017-06-02
D
$960,000.00
Yes
$0.00
No
SALES COMMISSIONS TO SITUS CAPITAL MANAGEMENT, LLC OF 6% OF TOTAL OFFERING AMOUNT (ASSUMES THE SALE OF MAXIMUM OFFERING AMOUNT).
2016-06-03
D/A
$1,250,000.00
Yes
$0.00
No
2016-03-21
D
$1,250,000.00
Yes
$0.00
No
2013-05-06
D
$278,092.00
No
$0.00
No