Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SUSMAN PARTNERS LLC
158691
JANNEY MONTGOMERY SCOTT LLC
463
NONE
NONE
THREADSTONE ADVISORS LLC
158691
NONE
NONE
THREADSTONE ADVISORS, LLC
158691
NONE
NONE
THREADSTONE ADVISORS
158691
THREADSTONE ADVISORS, LLC
158691
TODD SLATER
2253036
NONE
NONE
THREADSTONE ADVISORS, LLC
158691
THREADSTONE CAPITAL, LLC
158691
THREADSTONE CAPITAL, LLC
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-02-06
D
$0.00
No
$2,001,206.00
No
2016-07-21
D
$225,000.00
No
$0.00
No
ISSUER PAID TO THREADSTONE ADVISORS, LLC $125,000 AND ISSUED THE SAME SECURITIES OFFERED IN THIS OFFERING VALUED AT $100,000 BASED ON THE PURCHASE PRICE PAID BY THE INVESTORS WHO INVESTED IN THE OFFERING, FOR AN AGGREGATE SALES COMMISSION OF $225,000.
2015-01-02
D
$474,600.00
No
$0.00
No
TODD SLATER, A DIRECTOR OF THE ISSUER, WILL RECEIVE A PORTION OF THE SALE COMMISSIONS
2014-04-17
D
$37,500.00
Yes
$0.00
No
2013-05-16
D
$500,000.00
No
$0.00
No
2013-01-22
D
$650,000.00
No
$0.00
No
2012-10-16
D
$400,000.00
No
$0.00
No