Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
32455
BYRON CROWE
1586181
ADVANCED EQUITIES INC.
35545
BYRON CROWE
1586181
ADVANCED EQUITIES INC.
35545
BYRON CROWE
1586181
ADVANCED EQUITIES INC.
35545
BYRON CROWE
1586181
ADVANCED EQUITIES INC.
35545
BYRON CROWE
1586181
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$1,870,334.00
No
$0.00
No
D/A
$874,286.00
No
$0.00
No
D
$592,569.00
No
$0.00
No
D/A
$0.00
No
$0.00
No
AS OF 1/6/2010, ADVANCED EQUITIES, INC., WILL BE PAID $269,781.40 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $324,091.47, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 1/5/2010, ADVANCED EQUITIES, INC. WILL BE PAID $812,084.12 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $300,000.00, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 11/23/2009, ADVANCED EQUITIES, INC. WILL BE PAID $774,385.60 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $316,000.00, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 12/11/2009, ADVANCED EQUITIES, INC., WILL BE PAID $247,529.34 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $329,724.54, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 11/23/2009, ADVANCED EQUITIES, INC., WILL BE PAID $186,214.76 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $262,670.42, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D
$0.00
No
$0.00
No
AS OF 11/9/2009, ADVANCED EQUITIES, INC., WILL BE PAID $68,150 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $132,500, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$358,898.00
Yes
$0.00
No
D/A
$12,161.00
Yes
$0.00
No
D/A
$407,587.00
Yes
$0.00
No
D/A
$248,714.00
Yes
$0.00
No
D
$374,293.00
Yes
$0.00
No