Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

AMERICAN BEACON PARTNERS, INC. FKA PAVEK INVESTMENTS, INC.
15791
JAY S. POTTER
1585351
AMERICAN BEACON PARTNERS, INC.
15791
JAY S. POTTER
1585351
ALLIED BEACON PARTNERS, INC.
15791
JAY S. POTTER
1585351
AMERICAN BEACON PARTNERS, INC.
15791
JAY S. POTTER
1585351
AMERICAN BEACON PARTNERS, INC.
15791
JAY S. POTTER
1585351
ALLIED BEACON PARTNERS, INC.
46227
JAY S. POTTER
1585351
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-11-16
D
$76,125.00
No
$0.00
No
2012-10-05
D
$654,000.00
Yes
$0.00
No
INCLUDES UP TO $436,000 FOR SALES COMMISSIONS, UP TO $87,200 FOR OFFERING MANAGEMENT FEES, AND UP TO $130,800 FOR NON ACCOUNTABLE EXPENSE REIMBURSEMENT
2012-07-23
D/A
$30,000.00
No
$0.00
No
UP TO AN ADDITIONAL $45,000 IN SALES COMMISSIONS WILL BE PAID UPON THE CONVERSION OF NOTES INTO SHARES OF COMMON STOCK.
2012-05-31
D
$30,000.00
No
$0.00
No
UP TO AN ADDITIONAL $45,000 IN SALES COMMISSIONS WILL BE PAID UPON THE CONVERSION OF NOTES INTO SHARES OF COMMON STOCK.
2012-04-10
D/A
$150,000.00
No
$0.00
No
INCLUDES UP TO $100,000 FOR SALES COMMISSIONS, UP TO $20,000 FOR ADVISORY FEES, AND UP TO $30,000 FOR NON ACCOUNTABLE EXPENSE REIMBURSEMENT.
2011-09-26
D/A
$150,000.00
No
$0.00
No
INCLUDES UP TO $100,000 FOR SALES COMMISSIONS, UP TO $20,000 FOR ADVISORY FEES, AND UP TO $30,000 FOR NON ACCOUNTABLE EXPENSE REIMBURSEMENT.
2011-09-14
D
$150,000.00
No
$0.00
No
INCLUDES UP TO $100,000 FOR SALES COMMISSIONS, UP TO $20,000 FOR ADVISORY FEES, AND UP TO $30,000 FOR NON ACCOUNTABLE EXPENSE REIMBURSEMENT.
2011-06-10
D
$420,000.00
Yes
$0.00
No
INCLUDES UP TO $280,000 FOR SALES COMMISSIONS, UP TO $56,000 FOR OFFERING MANAGEMENT FEES, AND UP TO $84,000 FOR NON ACCOUNTABLE EXPENSE REIMBURSEMENT.
2010-11-23
D
$137,500.00
No
$0.00
No
2010-09-22
D
$550,000.00
No
$0.00
No
2010-07-28
D/A
$397,575.00
Yes
$0.00
No
INCLUDES UP TO $265,050 FOR SALES COMMISSIONS, UP TO $53,010 FOR DUE DILIGENCE FEES, AND UP TO $79,515 FOR NON ACCOUNTABLE EXPENSE REIMBURSEMENT.
2010-06-24
D
$397,575.00
Yes
$0.00
No
INCLUDES UP TO $265,050 FOR SALES COMMISSIONS, UP TO $53,010 FOR DUE DILIGENCE FEES, AND UP TO $79,515 FOR ON ACCOUNTABLE EXPENSE REIMBURSEMENT.
2010-03-03
D
$276,675.00
Yes
$0.00
No
INCLUDES UP TO $184,450 FOR SALES COMMISSIONS, UP TO $36,890 FOR DUE DILIGENCE FEES, AND UP TO $55,335 FOR NON ACCOUNTABLE EXPENSE REIMBURSEMENT.