Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
NORTHERN LIGHTS CAPITAL GROUP, LLC DBA PACIFIC CURRENT GROUP
157976
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-12-11
D
$2,271,580.00
Yes
$0.00
No
THE RECIPIENT LISTED IN ITEM 12 IS COMPENSATED BASED UPON A PERCENTAGE OF TOTAL COMMITMENTS OF THE ISSUER, UP TO A MAXIMUM AMOUNT LISTED AS ESTIMATED SALES COMMISSIONS IN ITEM 15.
2018-11-20
D/A
$415,195.00
Yes
$0.00
No
THE RECIPIENT LISTED IN ITEM 12 IS COMPENSATED BASED UPON A PERCENTAGE OF TOTAL COMMITMENTS OF THE ISSUER, UP TO A MAXIMUM AMOUNT LISTED AS ESTIMATED SALES COMMISSIONS IN ITEM 15.
2018-03-16
D
$2,686,772.00
Yes
$0.00
No
THE RECIPIENT LISTED IN ITEM 12 IS COMPENSATED BASED UPON A PERCENTAGE OF TOTAL COMMITMENTS OF THE ISSUER, UP TO A MAXIMUM AMOUNT LISTED AS ESTIMATED SALES COMMISSIONS IN ITEM 15.
2018-03-16
D
$2,686,772.00
Yes
$0.00
No
THE RECIPIENT LISTED IN ITEM 12 IS COMPENSATED BASED UPON A PERCENTAGE OF TOTAL COMMITMENTS OF THE ISSUER, UP TO A MAXIMUM AMOUNT LISTED AS ESTIMATED SALES COMMISSIONS IN ITEM 15.