Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DELPHOS MMJ L.P.
137389
BARRY KUPFERBERG
1570988
DELPHOS MMJ LP
137389
BARRY KUPFERBERG
1570988
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-05-20
D
$0.00
No
$0.00
No
2026-05-12
D
$0.00
No
$0.00
No
2026-05-12
D/A
$0.00
No
$0.00
No
2026-03-11
D/A
$0.00
No
$0.00
No
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) AS OUTLINED IN THE REFERRAL AGREEMENT.
2025-10-14
D/A
$0.00
No
$0.00
No
2025-10-14
D
$0.00
No
$0.00
No
2025-03-11
D
$0.00
No
$0.00
No
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) AS OUTLINED IN THE REFERRAL AGREEMENT.