Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

QUESTAR CAPITAL CORPORATION
43100
ROBERT L. JOHNSON
1570308
BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
ROBERT LANE JOHNSON
1570308
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-10-23
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2025-10-09
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2024-10-17
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2024-10-02
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2024-09-19
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2024-09-04
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2024-04-04
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2010-07-29
D/A
$2,756,000.00
Yes
$0.00
No
2010-01-22
D/A
$2,756,000.00
Yes
$0.00
No
2009-11-12
D/A
$2,756,000.00
Yes
$0.00
No
2009-10-14
D/A
$2,756,000.00
Yes
$0.00
No
2009-10-06
D/A
$2,756,000.00
Yes
$0.00
No
2009-09-16
D/A
$2,756,000.00
Yes
$0.00
No
2009-08-26
D/A
$2,756,000.00
Yes
$0.00
No
2009-07-21
D/A
$2,756,000.00
Yes
$0.00
No
2009-07-06
D/A
$2,756,000.00
Yes
$0.00
No
2009-06-22
D
$2,756,000.00
Yes
$0.00
No