Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MORGAN STANLEY SMITH BARNEY LLC
149777
ATALAYA CAPITAL MANAGEMENT LP
156959
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-11-25
D/A
$683,125.00
No
$0.00
No
2024-11-25
D/A
$365,625.00
No
$0.00
No
2024-09-06
D/A
$302,500.00
No
$0.00
No
2024-09-06
D/A
$563,125.00
No
$0.00
No
2024-07-15
D/A
$395,000.00
No
$0.00
No
2024-07-15
D/A
$214,375.00
No
$0.00
No
2024-06-14
D/A
$225,625.00
No
$0.00
No
2024-06-14
D/A
$83,750.00
No
$0.00
No