Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WORKMAN SECURITIES CORP
31898
KURT BALDRY
1568930
AUSDAL FINANCIAL PARTNERS, INC.
7995
KURT R. BALDRY
1568930
AUSDAL FINANCIAL PARTNERS, INC.
7995
KURT BALDRY
1568930
AUSDAL FINANCIAL PARTNERS, INC.
7995
KURT RUSSELL BALDRY
1568930
AUSDAL FINANCIAL PARTNERS INC
7995
KURT R BALDRY
1568930
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-01-15
D/A
$9,472,546.00
Yes
$0.00
No
2024-09-25
D/A
$8,740,104.00
Yes
$0.00
No
2023-09-27
D/A
$13,500,000.00
Yes
$0.00
No
2020-07-17
D/A
$5,571,207.00
Yes
$0.00
No
2018-12-06
D/A
$7,500,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - UP TO 7%; DUE DILIGENCE FEE - 0.5%; MARKETING EXPENSE FEE - $0.5%. 2% OF FEES AND COMMISSIONS WILL BE PAID BY SPONSOR.
2016-07-01
D/A
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.
2013-01-31
D/A
$1,455,142.00
Yes
$0.00
No
2010-10-19
D/A
$316,455.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-10-14
D/A
$315,180.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-10-08
D/A
$309,145.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-10-01
D/A
$285,855.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-09-22
D
$279,055.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-09-14
D
$273,955.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-09-07
D/A
$250,155.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-09-01
D
$241,825.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-06-22
D/A
$229,755.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-06-10
D/A
$222,955.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-06-01
D/A
$217,005.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-06-01
D/A
$217,005.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-05-07
D/A
$202,300.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-04-15
D/A
$198,050.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2009-11-04
D/A
$106,925.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE