Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
HARVEY S. STOBER
1567464
AXIOM CAPITAL MANAGEMENT, INC.
26580
HARVEY STUART STOBER
1567464
Companies
Company Name
RESSOURCES APPALACHES INC.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-09-04
D
$84,987.00
Yes
$0.00
No
THE UNDERWRITERS ALSO RECEIVED BROKER WARRANTS EXERCISABLE FOR APPROXIMATELY 1,047,882 COMMON SHARES AT A PRICE OF CDN$0.16 PER SHARE FOR A PERIOD OF TWO YEARS.
2012-03-26
D/A
$41,383.00
Yes
$0.00
No
THE UNDERWRITERS ALSO RECEIVED 1,000,000 COMMON SHARES AS WELL AS BROKER WARRANTS EXERCISABLE FOR APPROXIMATELY 818,234 UNITS AT A PRICE OF CDN$0.10 PER UNIT FOR A PERIOD OF TWO YEARS IN CONNECTION WITH THE U.S. PORTION OF THE OFFERING.
2012-02-28
D
$41,383.00
Yes
$0.00
No
THE UNDERWRITERS ALSO RECEIVED BROKER WARRANTS EXERCISABLE FOR APPROXIMATELY 818,234 UNITS AT A PRICE OF CDN$0.10 PER UNIT FOR A PERIOD OF TWO YEARS WITH RESPECT TO THE U.S. PORTION OF THE OFFERING.