Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SIENA GLOBAL SECURITIES LLC
156467
FERN CREEK VENTURES LLC
NONE
SIENA GLOBAL SECURITIES, LLC
156467
FERN CREEK VENTURES LLC
NONE
SIENA GLOBAL SECURITIES, LLC
156467
FERN CREEK VENTURES LLC
156467
SIENA GLOBAL SECURITIES, LLC
156467
MARK WAYNE MOORBERG
1362613
NONE
NONE
SIENA GLOBAL SECURITIES, LLC
156467
SIENA GLOBAL SECURITIES, LLC
156467
MARK MOORBERG
1362613
SIENNA GLOBAL SECURITIES, LLC
156467
FERN CREEK VENTURES LLC
1362613
SIENA GLOBAL SECURITIES, LLC
156467
FERN CREEK VENTURES LLC
NONE
SIENA GLOBAL SECURITIES, LLC
156467
MARK WAYNE MOORBERG
1362613
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-02-27
D/A
$0.00
No
$0.00
No
2024-11-13
D/A
$0.00
No
$60,000.00
No
2024-04-05
D/A
$0.00
No
$60,000.00
No
$60,000 IN FIXED RETAINER PAYMENTS WERE MADE TO THE NON-EXCLUSIVE PLACEMENT AGENT AND NO FURTHER PAYMENTS WILL BE MADE.
2024-02-28
D/A
$0.00
No
$0.00
No
2023-10-02
D
$0.00
No
$0.00
No
2022-04-06
D
$0.00
No
$0.00
No
WILL GET 50% OF THE CARRY THAT VCP GETS FOR CERTAIN INVESTORS.
2022-03-21
D
$0.00
No
$0.00
No
2021-12-30
D
$0.00
No
$243,400.00
No
2021-06-02
D/A
$0.00
No
$182,500.00
No
2021-02-19
D
$50,000.00
No
$0.00
No
$25,000 CASH PLUS $25,000 IN WARRANTS TO PURCHASE SHARES OF COMMON STOCK
2020-07-14
D/A
$597,025.00
No
$0.00
No